| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 343,919 | 23,981,000 | 67.43% | ||
| 2 | HARVARD MANAGEMENT CO INC | 112,068 | 7,815,000 | 21.98% | ||
| 3 | CITIGROUP INC | 35,000 | 2,441,000 | 6.86% | ||
| 4 | ROYAL BANK OF CANADA | 8,520 | 594,000 | 1.67% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,578 | 389,000 | 1.09% | ||
| 6 | MORGAN STANLEY | 3,017 | 210,000 | 0.59% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,264 | 88,000 | 0.25% | ||
| 8 | Partnervest Advisory Services LLC | 225 | 16,000 | 0.04% | ||
| 9 | MSI Financial Services Inc | 155 | 11,000 | 0.03% | ||
| 10 | DUBUQUE BANK & TRUST CO | 105 | 7,000 | 0.02% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 99 | 7,000 | 0.02% | ||
| 12 | Tower Research Capital LLC (TRC) | 46 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
