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SPDR PORTFOLIO SMALL CAP ETF
SPDR PORTFOLIO SMALL CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $18,419,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HARVARD MANAGEMENT CO INC 83,291 5,386,000 29.24%
2 LPL Financial LLC 69,457 4,665,000 25.33%
3 Commonwealth Equity Services, Inc 23,425 1,515,000 8.23%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,624 1,398,000 7.59%
5 ASSETMARK, INC 19,252 1,245,000 6.76%
6 UBS Group AG 12,236 791,000 4.29%
7 MORGAN STANLEY 8,791 569,000 3.09%
8 CITIGROUP INC 6,179 400,000 2.17%
9 BANK OF AMERICA CORP /DE/ 5,880 380,000 2.06%
10 ROYAL BANK OF CANADA 5,802 375,000 2.04%
11 SEI INVESTMENTS CO 5,450 352,000 1.91%
12 CREDIT SUISSE AG/ 4,680 303,000 1.65%
13 CITADEL ADVISORS LLC 4,051 262,000 1.42%
14 JANE STREET GROUP, LLC 3,985 258,000 1.40%
15 STIFEL FINANCIAL CORP 3,540 229,000 1.24%
16 TWO SIGMA SECURITIES, LLC 3,302 214,000 1.16%
17 PNC FINANCIAL SERVICES GROUP, INC. 587 38,000 0.21%
18 SIGNATUREFD, LLC 302 20,000 0.11%
19 WELLS FARGO & COMPANY/MN 109 7,000 0.04%
20 MSI Financial Services Inc 98 6,000 0.03%
21 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 29 2,000 0.01%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 37 2,000 0.01%
23 Tower Research Capital LLC (TRC) 24 2,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.