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SPDR PORTFOLIO SMALL CAP ETF
SPDR PORTFOLIO SMALL CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 27 Institutional holders with a total value of $45,273,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 202,405 14,954,000 33.03%
2 STATE STREET CORP 107,127 7,914,000 17.48%
3 HARVARD MANAGEMENT CO INC 79,669 5,886,000 13.00%
4 LPL Financial LLC 54,201 3,965,000 8.76%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,950 2,287,000 5.05%
6 Commonwealth Equity Services, Inc 29,018 2,144,000 4.74%
7 JANE STREET GROUP, LLC 20,756 1,533,000 3.39%
8 UBS Group AG 17,351 1,282,000 2.83%
9 ROYAL BANK OF CANADA 11,650 861,000 1.90%
10 SEI INVESTMENTS CO 8,987 664,000 1.47%
11 AVIANCE CAPITAL MANAGEMENT, LLC 8,731 645,000 1.42%
12 Advisory Services Network, LLC 7,291 539,000 1.19%
13 IFP ADVISORS, INC 7,005 518,000 1.14%
14 CITIGROUP INC 6,179 457,000 1.01%
15 MORGAN STANLEY 4,685 346,000 0.76%
16 BANK OF AMERICA CORP /DE/ 4,523 334,000 0.74%
17 STIFEL FINANCIAL CORP 3,590 266,000 0.59%
18 NORRIS PERNE & FRENCH LLP/MI 2,950 218,000 0.48%
19 First Allied Advisory Services, Inc. 2,767 204,000 0.45%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,205 89,000 0.20%
21 ADVISOR GROUP, INC. 825 61,000 0.13%
22 MSI Financial Services Inc 495 37,000 0.08%
23 WELLS FARGO & COMPANY/MN 428 32,000 0.07%
24 Concert Wealth Management Inc. 400 30,000 0.07%
25 PNC FINANCIAL SERVICES GROUP, INC. 79 6,000 0.01%
26 Beacon Capital Management, Inc. 16 1,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.