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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 86 Institutional holders with a total value of $287,206,231.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Creative Planning 21 1,000 0.00%
3 Kavar Capital Partners, LLC 50 2,000 0.00%
4 Vantage Investment Advisors, LLC 100 5,000 0.00%
5 Gemmer Asset Management LLC 123 6,000 0.00%
6 MSI Financial Services Inc 235 12,000 0.00%
7 West Oak Capital, LLC 260 13,208 0.00%
8 AMERICAN INTERNATIONAL GROUP, INC. 430 22,000 0.01%
9 FineMark National Bank & Trust 498 25,000 0.01%
10 NEXT Financial Group, Inc 518 26,000 0.01%
11 Pinnacle Holdings, LLC 693 35,228 0.01% SH
12 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,329 67,000 0.02%
13 Madden Advisory Services, Inc. 1,425 72,000 0.03%
14 REILLY FINANCIAL ADVISORS, LLC 1,660 84,000 0.03%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,347 119,000 0.04%
16 Simplicity Solutions, LLC 3,244 164,795 0.06%
17 GUPTA WEALTH MANAGEMENT LLC 4,300 218,000 0.08%
18 SRH ADVISORS, LLC 4,345 221,000 0.08%
19 CREDIT SUISSE AG/ 4,488 228,000 0.08%
20 Marquette Asset Management, LLC 4,583 233,000 0.08%
21 CITIGROUP INC 5,000 254,000 0.09%
22 STEEL GROVE CAPITAL ADVISORS, LLC 4,999 254,000 0.09%
23 Financial Architects, Inc 6,275 319,000 0.11%
24 Mariner, LLC 6,403 325,000 0.11%
25 DOMANI WEALTH, LLC 6,831 347,000 0.12%
26 VSR Financial Services, Inc. 7,260 369,000 0.13%
27 KRILOGY FINANCIAL LLC 7,354 374,000 0.13%
28 FINANCIAL CONSULATE, INC 7,662 389,000 0.14%
29 OPTIMUM INVESTMENT ADVISORS 7,950 404,000 0.14%
30 LPL Financial LLC 8,495 431,000 0.15%
31 MORGAN STANLEY 8,794 447,000 0.16%
32 Roof Eidam Maycock Peralta, LLC 10,120 514,000 0.18%
33 Koshinski Asset Management, Inc. 10,768 546,000 0.19%
34 AMERIPRISE FINANCIAL INC 10,751 546,000 0.19%
35 Steinberg Global Asset Management 10,956 557,000 0.19%
36 Sequoia Financial Advisors, LLC 11,587 589,000 0.21%
37 Ifrah Financial Services, Inc. 12,630 642,000 0.22%
38 First Allied Advisory Services, Inc. 12,646 645,000 0.22%
39 AllSquare Wealth Management LLC 12,856 653,000 0.23%
40 M Holdings Securities, Inc. 13,034 662,000 0.23%
41 Summit Asset Management, LLC 13,815 702,000 0.24%
42 CABOT WEALTH MANAGEMENT INC 15,159 770,000 0.27%
43 Perigon Wealth Management, LLC 15,392 782,000 0.27%
44 CITADEL ADVISORS LLC 16,176 822,000 0.29%
45 Confluence Wealth Management LLC 16,209 823,000 0.29%
46 BANK OF AMERICA CORP /DE/ 16,589 843,000 0.29%
47 VALLEY NATIONAL ADVISERS INC 17,638 896,000 0.31%
48 Live Your Vision, LLC 21,122 1,073,000 0.37%
49 ROYAL BANK OF CANADA 21,822 1,108,000 0.39%
50 Merriman Wealth Management, LLC 24,742 1,257,000 0.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.