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SCHWAB SHORT-TERM US TREASURY ETF
SCHWAB SHORT-TERM US TREASURY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 138 Institutional holders with a total value of $454,827,247.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LEAVELL INVESTMENT MANAGEMENT, INC. 1,041,556 52,515,000 11.55%
2 IndexIQ Advisors LLC 780,100 39,333,000 8.65%
3 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 507,881 25,607,000 5.63%
4 Quantum Capital Management, LLC / NJ 413,713 20,859,000 4.59%
5 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 393,366 19,833,000 4.36%
6 FINANCIAL CONSULATE, INC 375,391 18,927,000 4.16%
7 LVW Advisors, LLC 314,964 15,880,000 3.49%
8 Retirement Planning Group, LLC 228,263 11,509,000 2.53%
9 Roof Eidam Maycock Peralta, LLC 223,920 11,290,000 2.48%
10 CORRIGAN FINANCIAL, INC. 201,291 10,149,100 2.23%
11 Frontier Wealth Management LLC 194,867 9,825,000 2.16%
12 Smart Portfolios, LLC 189,690 9,558,000 2.10%
13 Bangor Savings Bank 185,846 9,370,000 2.06%
14 Callahan Advisors, LLC 182,551 9,204,000 2.02%
15 EVERMAY WEALTH MANAGEMENT LLC 163,604 8,249,000 1.81%
16 Carlton Hofferkamp & Jenks Wealth Management, LLC 159,787 8,056,000 1.77%
17 BUCKINGHAM STRATEGIC WEALTH, LLC 155,236 7,827,000 1.72%
18 JUNCTURE WEALTH STRATEGIES, LLC 146,122 7,367,000 1.62%
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 140,184 7,068,000 1.55%
20 Cambridge Investment Research Advisors, Inc. 130,707 6,590,000 1.45%
21 FormulaFolio Investments, LLC 129,276 6,518,000 1.43%
22 Eagle Capital Management, LLC 128,066 6,457,000 1.42%
23 PRING TURNER CAPITAL GROUP INC 116,825 5,890,000 1.29%
24 Rench Wealth Management, Inc. 96,344 4,858,000 1.07%
25 Courage Miller Partners, LLC 82,266 4,148,000 0.91%
26 Orion Porfolio Solutions, LLC 79,349 4,001,000 0.88%
27 Financial Engines Advisors L.L.C. 78,997 3,983,000 0.88%
28 MOISAND FITZGERALD TAMAYO, LLC 69,708 3,515,000 0.77%
29 Summit Asset Management, LLC 66,878 3,372,000 0.74%
30 WELLS FARGO & COMPANY/MN 63,949 3,224,000 0.71%
31 UBS Group AG 63,431 3,198,000 0.70%
32 MCF Advisors LLC 61,543 3,103,000 0.68%
33 KRILOGY FINANCIAL LLC 58,365 2,943,000 0.65%
34 Bienville Capital Management, LLC 56,950 2,873,000 0.63%
35 STALEY CAPITAL ADVISERS INC 55,850 2,816,000 0.62%
36 Financial Architects, Inc 55,832 2,815,000 0.62%
37 Avior Wealth Management, LLC 55,287 2,788,000 0.61%
38 SG Americas Securities, LLC 50,000 2,521,000 0.55%
39 ARCADIA INVESTMENT MANAGEMENT CORP/MI 49,752 2,508,000 0.55%
40 GRIMES & Co WEALTH MANAGEMENT, LLC 46,845 2,362,000 0.52%
41 ASSET DEDICATION, LLC 46,867 2,361,000 0.52%
42 Carnegie Investment Counsel 46,676 2,353,000 0.52%
43 SARGENT BICKHAM LAGUDIS LLC 46,161 2,327,000 0.51%
44 Diligent Investors, LLC 45,702 2,304,000 0.51%
45 AMERIPRISE FINANCIAL INC 45,503 2,294,000 0.50%
46 MORGAN STANLEY 45,427 2,291,000 0.50%
47 Raymond James Financial Services Advisors, Inc. 42,555 2,146,000 0.47%
48 Advisors Capital Management, LLC 36,925 1,862,000 0.41%
49 Corbenic Partners LLC 36,168 1,824,000 0.40%
50 Ironwood Financial, llc 35,624 1,796,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.