Dark
Light
System
Security
SCHWAB SHORT-TERM US TREASURY ETF
SCHWAB SHORT-TERM US TREASURY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 102 Institutional holders with a total value of $344,712,222.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LEAVELL INVESTMENT MANAGEMENT, INC. 1,002,217 50,552,000 14.66%
2 Quantum Capital Management, LLC / NJ 596,532 30,089,000 8.73%
3 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 508,633 25,655,000 7.44%
4 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 410,816 20,848,000 6.05%
5 Roof Eidam Maycock Peralta, LLC 266,285 13,431,000 3.90%
6 Callahan Advisors, LLC 255,348 12,880,000 3.74%
7 Eagle Capital Management, LLC 252,136 12,718,000 3.69%
8 JUNCTURE WEALTH STRATEGIES, LLC 239,642 12,088,000 3.51%
9 CORRIGAN FINANCIAL, INC. 204,167 10,298,159 2.99%
10 Bangor Savings Bank 169,271 8,538,000 2.48%
11 Frontier Wealth Management LLC 167,315 8,439,000 2.45%
12 WELLS FARGO & COMPANY/MN 161,228 8,133,000 2.36%
13 Carlton Hofferkamp & Jenks Wealth Management, LLC 143,744 7,257,000 2.11%
14 GRIMES & Co WEALTH MANAGEMENT, LLC 143,718 7,249,000 2.10%
15 EVERMAY WEALTH MANAGEMENT LLC 142,669 7,196,000 2.09%
16 LVW Advisors, LLC 122,004 6,154,000 1.79%
17 Twele Capital Management, Inc. 115,077 5,804,000 1.68%
18 Retirement Planning Group, LLC 111,748 5,637,000 1.64%
19 BUCKINGHAM STRATEGIC WEALTH, LLC 111,352 5,617,000 1.63%
20 BESSEMER GROUP INC 110,000 5,548,000 1.61%
21 Cambridge Investment Research Advisors, Inc. 100,434 5,066,000 1.47%
22 FormulaFolio Investments, LLC 96,912 4,888,000 1.42%
23 Courage Miller Partners, LLC 89,155 4,497,000 1.30%
24 Orion Porfolio Solutions, LLC 87,241 4,400,000 1.28%
25 MORGAN STANLEY 84,747 4,275,000 1.24%
26 B. Riley Wealth Advisors, Inc. 65,449 3,302,000 0.96%
27 ASSET DEDICATION, LLC 59,721 3,012,000 0.87%
28 SG Americas Securities, LLC 50,000 2,522,000 0.73%
29 Destination Wealth Management 49,488 2,496,000 0.72%
30 STALEY CAPITAL ADVISERS INC 48,500 2,446,000 0.71%
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 47,641 2,403,000 0.70%
32 ROYAL BANK OF CANADA 47,631 2,402,000 0.70%
33 UBS Group AG 44,572 2,248,000 0.65%
34 MOISAND FITZGERALD TAMAYO, LLC 44,014 2,220,000 0.64%
35 ENVESTNET ASSET MANAGEMENT INC 41,017 2,069,000 0.60%
36 Carlson Capital Management 40,808 2,058,000 0.60%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,182 1,775,000 0.51%
38 LAUREL WEALTH ADVISORS, INC. 35,056 1,768,000 0.51%
39 Rench Wealth Management, Inc. 35,029 1,767,000 0.51%
40 Confluence Wealth Management LLC 31,517 1,590,000 0.46%
41 Raymond James Financial Services Advisors, Inc. 30,177 1,522,000 0.44%
42 Financial Architects, Inc 25,752 1,299,000 0.38%
43 Summit Asset Management, LLC 23,907 1,206,000 0.35%
44 Capital Advantage, Inc. 20,707 1,044,000 0.30%
45 Sequoia Financial Advisors, LLC 17,788 897,000 0.26%
46 VALLEY NATIONAL ADVISERS INC 17,252 870,000 0.25%
47 OPTIMUM INVESTMENT ADVISORS 16,160 815,000 0.24%
48 CABOT WEALTH MANAGEMENT INC 16,070 811,000 0.24%
49 LPL Financial LLC 15,521 783,000 0.23%
50 AMERIPRISE FINANCIAL INC 14,912 752,000 0.22%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.