| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Modera Wealth Management, LLC | 20,702 | 107,000 | 74.31% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,225 | 17,000 | 11.81% | ||
| 3 | UBS AG | 1,618 | 8,000 | 5.56% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,302 | 7,000 | 4.86% | ||
| 5 | Highlander Capital Management, LLC | 578 | 2,994 | 2.08% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 100 | 1,000 | 0.69% | ||
| 7 | Tower Research Capital LLC (TRC) | 134 | 1,000 | 0.69% | ||
| 8 | MORGAN STANLEY | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
