| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Modera Wealth Management, LLC | 18,702 | 120,000 | 48.00% | ||
| 2 | UBS Group AG | 14,025 | 91,000 | 36.40% | ||
| 3 | Carroll Financial Associates, Inc. | 1,880 | 12,000 | 4.80% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,302 | 8,000 | 3.20% | ||
| 5 | BlackRock Fund Advisors | 1,067 | 7,000 | 2.80% | ||
| 6 | BlackRock Investment Management, LLC | 932 | 6,000 | 2.40% | ||
| 7 | Highlander Capital Management, LLC | 578 | 4,000 | 1.60% | ||
| 8 | Tower Research Capital LLC (TRC) | 314 | 2,000 | 0.80% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 5 | 0 | 0.00% | ||
| 10 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
