| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Modera Wealth Management, LLC | 20,702 | 93,000 | 71.76% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,225 | 15,000 | 11.57% | ||
| 3 | UBS AG | 1,797 | 8,000 | 6.17% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,302 | 6,000 | 4.63% | ||
| 5 | Ground Swell Capital, LLC | 635 | 3,000 | 2.31% | ||
| 6 | Highlander Capital Management, LLC | 578 | 2,601 | 2.01% | ||
| 7 | Tower Research Capital LLC (TRC) | 422 | 2,000 | 1.54% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 100 | 0 | 0.00% | ||
| 9 | MORGAN STANLEY | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
