| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | Highlander Capital Management, LLC | 578 | 3,000 | 0.60% | ||
| 3 | UBS Group AG | 660 | 4,000 | 0.79% | ||
| 4 | BlackRock Investment Management, LLC | 765 | 4,000 | 0.79% | ||
| 5 | Tower Research Capital LLC (TRC) | 1,067 | 6,000 | 1.19% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,302 | 8,000 | 1.59% | ||
| 7 | MORGAN STANLEY | 11,737 | 69,000 | 13.69% | ||
| 8 | Modera Wealth Management, LLC | 20,702 | 121,000 | 24.01% | ||
| 9 | ALLIANCEBERNSTEIN L.P. | 49,388 | 289,000 | 57.34% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
