| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 56 | 0 | 0.00% | ||
| 3 | Highlander Capital Management, LLC | 578 | 5,000 | 0.89% | ||
| 4 | Tower Research Capital LLC (TRC) | 714 | 6,000 | 1.07% | ||
| 5 | BlackRock Investment Management, LLC | 932 | 7,000 | 1.25% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,302 | 10,000 | 1.78% | ||
| 7 | BlackRock Fund Advisors | 1,211 | 10,000 | 1.78% | ||
| 8 | Carroll Financial Associates, Inc. | 1,880 | 14,000 | 2.50% | ||
| 9 | ADVISOR GROUP, INC. | 7,708 | 61,000 | 10.87% | ||
| 10 | UBS Group AG | 13,713 | 109,000 | 19.43% | ||
| 11 | Modera Wealth Management, LLC | 18,702 | 147,000 | 26.20% | ||
| 12 | CONTEXT BH CAPITAL MANAGEMENT, LP | 24,353 | 192,000 | 34.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
