| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 5,671,111 | 9,868,000 | 40.64% | ||
| 2 | CANNELL CAPITAL LLC | 3,404,355 | 5,924,000 | 24.39% | ||
| 3 | VANGUARD GROUP INC | 1,366,972 | 2,379,000 | 9.80% | ||
| 4 | CQS Cayman LP | 1,228,181 | 2,137,000 | 8.80% | ||
| 5 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 523,800 | 911,000 | 3.75% | ||
| 6 | ROYAL BANK OF CANADA | 391,107 | 681,000 | 2.80% | ||
| 7 | BlackRock Fund Advisors | 248,145 | 432,000 | 1.78% | ||
| 8 | ANDREEFF EQUITY ADVISORS, LLC | 225,519 | 392,000 | 1.61% | ||
| 9 | Verity Asset Management, Inc. | 161,395 | 288,000 | 1.19% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 153,700 | 255,000 | 1.05% | ||
| 11 | NOMURA HOLDINGS INC | 107,441 | 187,000 | 0.77% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 83,359 | 145,000 | 0.60% | ||
| 13 | SCOTIA CAPITAL INC. | 68,800 | 116,000 | 0.48% | ||
| 14 | LPL Financial LLC | 47,173 | 82,000 | 0.34% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 44,654 | 78,000 | 0.32% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 36,990 | 64,000 | 0.26% | ||
| 17 | WEDBUSH SECURITIES INC | 26,000 | 45,000 | 0.19% | ||
| 18 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 22,000 | 38,000 | 0.16% | ||
| 19 | GAM Holding AG | 21,300 | 37,000 | 0.15% | ||
| 20 | Virtu KCG Holdings LLC | 21,497 | 37,000 | 0.15% | ||
| 21 | UBS AG | 18,428 | 32,000 | 0.13% | ||
| 22 | STIFEL FINANCIAL CORP | 17,425 | 30,000 | 0.12% | ||
| 23 | Kovack Advisors, Inc. | 17,400 | 27,000 | 0.11% | ||
| 24 | UBS AG | 11,300 | 20,000 | 0.08% | Call | |
| 25 | Paragon Capital Management Ltd | 10,000 | 17,400 | 0.07% | ||
| 26 | BANK OF MONTREAL /CAN/ | 10,000 | 17,000 | 0.07% | ||
| 27 | CITADEL ADVISORS LLC | 9,324 | 16,000 | 0.07% | ||
| 28 | CITIGROUP INC | 3,600 | 6,000 | 0.02% | ||
| 29 | GROUP ONE TRADING LLC | 3,151 | 5,000 | 0.02% | ||
| 30 | DEUTSCHE BANK AG\ | 2,500 | 4,000 | 0.02% | ||
| 31 | MORGAN STANLEY | 2,157 | 4,000 | 0.02% | ||
| 32 | NEW ENGLAND SECURITIES CORP /MA/ | 2,160 | 4,000 | 0.02% | ||
| 33 | ALLIANCEBERNSTEIN L.P. | 1,947 | 3,000 | 0.01% | ||
| 34 | Tower Research Capital LLC (TRC) | 1,934 | 3,000 | 0.01% | ||
| 35 | Vantage Investment Advisors, LLC | 145 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
