| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 8,613,803 | 9,647,000 | 47.57% | ||
| 2 | CANNELL CAPITAL LLC | 3,606,059 | 4,039,000 | 19.91% | ||
| 3 | CQS Cayman LP | 2,125,481 | 2,381,000 | 11.74% | ||
| 4 | VANGUARD GROUP INC | 1,818,991 | 2,037,000 | 10.04% | ||
| 5 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 530,400 | 594,000 | 2.93% | ||
| 6 | ROYAL BANK OF CANADA | 363,982 | 408,000 | 2.01% | ||
| 7 | BlackRock Fund Advisors | 256,459 | 287,000 | 1.42% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 153,700 | 171,000 | 0.84% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 150,000 | 168,000 | 0.83% | Call | |
| 10 | SCOTIA CAPITAL INC. | 90,881 | 95,000 | 0.47% | ||
| 11 | LPL Financial LLC | 47,173 | 53,000 | 0.26% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 39,554 | 44,000 | 0.22% | ||
| 13 | NOMURA HOLDINGS INC | 37,000 | 41,000 | 0.20% | ||
| 14 | WEDBUSH SECURITIES INC | 26,000 | 29,000 | 0.14% | ||
| 15 | Virtu KCG Holdings LLC | 26,018 | 29,000 | 0.14% | ||
| 16 | WELLS FARGO & COMPANY/MN | 23,500 | 27,000 | 0.13% | ||
| 17 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 23,603 | 26,000 | 0.13% | ||
| 18 | Kovack Advisors, Inc. | 18,444 | 21,000 | 0.10% | ||
| 19 | STIFEL FINANCIAL CORP | 18,325 | 21,000 | 0.10% | ||
| 20 | EQUITEC SPECIALISTS, LLC | 16,500 | 18,000 | 0.09% | ||
| 21 | BlackRock Investment Management, LLC | 15,602 | 17,000 | 0.08% | ||
| 22 | CITADEL ADVISORS LLC | 14,754 | 17,000 | 0.08% | ||
| 23 | GOLDMAN SACHS GROUP INC | 14,082 | 16,000 | 0.08% | ||
| 24 | FMR LLC | 14,300 | 15,000 | 0.07% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 13,675 | 15,000 | 0.07% | ||
| 26 | FLOW TRADERS U.S. LLC | 11,334 | 13,000 | 0.06% | ||
| 27 | Paragon Capital Management Ltd | 10,000 | 11,200 | 0.06% | ||
| 28 | BANK OF MONTREAL /CAN/ | 10,000 | 11,000 | 0.05% | ||
| 29 | DEUTSCHE BANK AG\ | 7,566 | 8,000 | 0.04% | ||
| 30 | UBS Group AG | 7,261 | 8,000 | 0.04% | ||
| 31 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,169 | 4,000 | 0.02% | ||
| 32 | Tower Research Capital LLC (TRC) | 2,972 | 3,000 | 0.01% | ||
| 33 | MORGAN STANLEY | 2,037 | 2,000 | 0.01% | ||
| 34 | GROUP ONE TRADING LLC | 1,951 | 2,000 | 0.01% | ||
| 35 | Creative Planning | 1,000 | 1,000 | 0.00% | ||
| 36 | CITIGROUP INC | 983 | 1,000 | 0.00% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,045 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
