| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Noven Financial Group, Inc. | 74,268 | 7,151,000 | 36.86% | ||
| 2 | WELLS FARGO & COMPANY/MN | 45,643 | 4,395,000 | 22.65% | ||
| 3 | UBS AG | 35,389 | 3,407,000 | 17.56% | ||
| 4 | Cetera Advisor Networks LLC | 23,035 | 2,221,000 | 11.45% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,453 | 1,102,000 | 5.68% | ||
| 6 | GOLDMAN SACHS GROUP INC | 4,734 | 456,000 | 2.35% | ||
| 7 | MORGAN STANLEY | 2,691 | 259,000 | 1.34% | ||
| 8 | LPL Financial LLC | 2,400 | 231,000 | 1.19% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,330 | 128,000 | 0.66% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 290 | 28,000 | 0.14% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 228 | 22,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
