| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Noven Financial Group, Inc. | 79,494 | 7,292,000 | 34.66% | ||
| 2 | WELLS FARGO & COMPANY/MN | 43,737 | 4,012,000 | 19.07% | ||
| 3 | UBS AG | 33,572 | 3,080,000 | 14.64% | ||
| 4 | Cetera Advisor Networks LLC | 24,166 | 2,210,000 | 10.50% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,347 | 2,142,000 | 10.18% | ||
| 6 | Timber Hill LLC | 8,930 | 819,000 | 3.89% | ||
| 7 | GOLDMAN SACHS GROUP INC | 4,734 | 434,000 | 2.06% | ||
| 8 | SG Americas Securities, LLC | 3,161 | 290,000 | 1.38% | ||
| 9 | MORGAN STANLEY | 3,072 | 282,000 | 1.34% | ||
| 10 | LPL Financial LLC | 2,273 | 206,000 | 0.98% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,330 | 122,000 | 0.58% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 1,013 | 93,000 | 0.44% | ||
| 13 | NEXT Financial Group, Inc | 400 | 37,000 | 0.18% | ||
| 14 | NEW ENGLAND SECURITIES CORP /MA/ | 228 | 21,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
