| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Jefferies Group LLC | 50,000 | 4,897,000 | 21.35% | ||
| 2 | WELLS FARGO & COMPANY/MN | 49,144 | 4,813,000 | 20.99% | ||
| 3 | LPL Financial LLC | 28,359 | 2,758,000 | 12.03% | ||
| 4 | Cetera Advisor Networks LLC | 25,893 | 2,569,000 | 11.20% | ||
| 5 | JANE STREET GROUP, LLC | 24,519 | 2,401,000 | 10.47% | ||
| 6 | UBS Group AG | 19,877 | 1,947,000 | 8.49% | ||
| 7 | ROYAL BANK OF CANADA | 7,868 | 771,000 | 3.36% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 5,548 | 544,000 | 2.37% | ||
| 9 | SG Americas Securities, LLC | 4,786 | 469,000 | 2.05% | ||
| 10 | MSI Financial Services Inc | 4,421 | 433,000 | 1.89% | ||
| 11 | MORGAN STANLEY | 3,571 | 350,000 | 1.53% | ||
| 12 | Virtu Financial LLC | 3,282 | 321,000 | 1.40% | ||
| 13 | GOLDMAN SACHS GROUP INC | 2,975 | 291,000 | 1.27% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,772 | 271,000 | 1.18% | ||
| 15 | NEXT Financial Group, Inc | 500 | 48,000 | 0.21% | ||
| 16 | MANAGED ACCOUNT ADVISORS LLC | 461 | 45,000 | 0.20% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 39 | 4,000 | 0.02% | ||
| 18 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
