| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEERFIELD MANAGEMENT COMPANY, L.P. | 3,200,000 | 6,208,000 | 38.23% | ||
| 2 | Broadfin Capital, LLC | 1,918,296 | 3,721,000 | 22.91% | ||
| 3 | BMI CAPITAL CORP | 1,615,772 | 3,135,000 | 19.30% | ||
| 4 | 1492 Capital Management LLC | 695,259 | 1,349,000 | 8.31% | ||
| 5 | HSBC HOLDINGS PLC | 500,000 | 970,000 | 5.97% | ||
| 6 | VANGUARD GROUP INC | 232,166 | 450,000 | 2.77% | ||
| 7 | Penbrook Management LLC | 58,000 | 113,000 | 0.70% | ||
| 8 | OAK RIDGE INVESTMENTS LLC | 44,552 | 86,000 | 0.53% | ||
| 9 | SHEPHERD KAPLAN KROCHUK, LLC | 35,848 | 70,000 | 0.43% | ||
| 10 | TD Capital Management LLC | 29,429 | 57,000 | 0.35% | ||
| 11 | RENAISSANCE TECHNOLOGIES LLC | 15,200 | 29,000 | 0.18% | ||
| 12 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 10,400 | 20,000 | 0.12% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 5,000 | 10,000 | 0.06% | ||
| 14 | BlackRock Investment Management, LLC | 3,568 | 7,000 | 0.04% | ||
| 15 | WELLS FARGO & COMPANY/MN | 3,550 | 6,000 | 0.04% | ||
| 16 | FIRST NATIONAL BANK SIOUX FALLS | 2,000 | 4,000 | 0.02% | ||
| 17 | DIMENSIONAL FUND ADVISORS LP | 1,415 | 3,000 | 0.02% | ||
| 18 | People's United Financial, Inc. | 1,000 | 2,000 | 0.01% | ||
| 19 | MORGAN STANLEY | 156 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
