| 1 |
DEERFIELD MANAGEMENT COMPANY, L.P. |
3,200,000 |
5,280,000 |
43.83% |
|
|
| 2 |
Broadfin Capital, LLC |
1,918,296 |
3,165,000 |
26.27% |
|
|
| 3 |
1492 Capital Management LLC |
670,780 |
1,107,000 |
9.19% |
|
|
| 4 |
ACUTA CAPITAL PARTNERS, LLC |
522,467 |
862,000 |
7.16% |
|
|
| 5 |
HSBC HOLDINGS PLC |
500,000 |
825,000 |
6.85% |
|
|
| 6 |
VANGUARD GROUP INC |
235,366 |
388,000 |
3.22% |
|
|
| 7 |
Penbrook Management LLC |
58,000 |
96,000 |
0.80% |
|
|
| 8 |
OAK RIDGE INVESTMENTS LLC |
40,560 |
67,000 |
0.56% |
|
|
| 9 |
SHEPHERD KAPLAN KROCHUK, LLC |
35,848 |
59,000 |
0.49% |
|
|
| 10 |
TD Capital Management LLC |
29,429 |
49,000 |
0.41% |
|
|
| 11 |
RENAISSANCE TECHNOLOGIES LLC |
18,700 |
31,000 |
0.26% |
|
|
| 12 |
J.P. Morgan Private Wealth Advisors LLC |
16,900 |
28,000 |
0.23% |
|
|
| 13 |
APIS CAPITAL ADVISORS, LLC |
17,000 |
28,000 |
0.23% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
11,700 |
19,000 |
0.16% |
|
|
| 15 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
10,400 |
17,000 |
0.14% |
|
|
| 16 |
UBS Group AG |
5,597 |
9,000 |
0.07% |
|
|
| 17 |
BlackRock Investment Management, LLC |
3,568 |
6,000 |
0.05% |
|
|
| 18 |
Tower Research Capital LLC (TRC) |
2,112 |
3,000 |
0.02% |
|
|
| 19 |
FIRST NATIONAL BANK SIOUX FALLS |
2,000 |
3,000 |
0.02% |
|
|
| 20 |
People's United Financial, Inc. |
1,000 |
2,000 |
0.02% |
|
|
| 21 |
DIMENSIONAL FUND ADVISORS LP |
1,415 |
2,000 |
0.02% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
250 |
0 |
0.00% |
|
|
| 23 |
MORGAN STANLEY |
33 |
0 |
0.00% |
|
|
