| 1 |
Karpus Management, Inc. |
747,218 |
9,467,000 |
45.10% |
|
|
| 2 |
1607 Capital Partners, LLC |
366,904 |
4,649,000 |
22.15% |
|
|
| 3 |
Gramercy Funds Management LLC |
66,574 |
843,000 |
4.02% |
|
|
| 4 |
Dunvegan Associates, Inc. |
65,620 |
831,000 |
3.96% |
|
|
| 5 |
CSS LLC/IL |
63,374 |
803,000 |
3.83% |
|
|
| 6 |
CANADA LIFE ASSURANCE Co |
51,777 |
655,000 |
3.12% |
|
|
| 7 |
Shaker Financial Services, LLC |
49,599 |
628,000 |
2.99% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
35,291 |
447,000 |
2.13% |
|
|
| 9 |
PNC FINANCIAL SERVICES GROUP, INC. |
33,216 |
420,000 |
2.00% |
|
|
| 10 |
MERIDIAN INVESTMENT COUNSEL INC. |
28,171 |
357,000 |
1.70% |
|
|
| 11 |
CORNERSTONE ADVISORS INC |
27,520 |
349,000 |
1.66% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
25,447 |
322,000 |
1.53% |
|
|
| 13 |
FIRST WILSHIRE SECURITIES MANAGEMENT INC |
21,863 |
277,000 |
1.32% |
|
|
| 14 |
Dana Investment Advisors, Inc. |
19,182 |
243,000 |
1.16% |
|
|
| 15 |
Thomas J. Herzfeld Advisors, Inc. |
10,532 |
133,000 |
0.63% |
|
|
| 16 |
MORGAN STANLEY |
10,432 |
132,000 |
0.63% |
|
|
| 17 |
JAMES INVESTMENT RESEARCH, INC. |
10,000 |
127,000 |
0.60% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,507 |
82,000 |
0.39% |
|
|
| 19 |
UBS AG |
5,957 |
75,000 |
0.36% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
4,928 |
62,000 |
0.30% |
|
|
| 21 |
ROYAL BANK OF CANADA |
2,400 |
30,000 |
0.14% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
2,342 |
29,000 |
0.14% |
|
|
| 23 |
NEXT Financial Group, Inc |
1,097 |
14,000 |
0.07% |
|
|
| 24 |
MSI Financial Services Inc |
690 |
9,000 |
0.04% |
|
|
| 25 |
CITIGROUP INC |
363 |
5,000 |
0.02% |
|
|
| 26 |
Hanson & Doremus Investment Management |
151 |
2,000 |
0.01% |
|
|
| 27 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
100 |
1,000 |
0.00% |
|
|
| 28 |
BARCLAYS PLC |
7 |
0 |
0.00% |
|
|
