| 1 |
Karpus Management, Inc. |
809,548 |
10,511,000 |
43.59% |
|
|
| 2 |
1607 Capital Partners, LLC |
472,724 |
6,138,000 |
25.46% |
|
|
| 3 |
LPL Financial LLC |
79,756 |
1,032,000 |
4.28% |
|
|
| 4 |
Gramercy Funds Management LLC |
79,076 |
1,027,000 |
4.26% |
|
|
| 5 |
CSS LLC/IL |
68,132 |
885,000 |
3.67% |
|
|
| 6 |
CANADA LIFE ASSURANCE Co |
51,918 |
673,000 |
2.79% |
|
|
| 7 |
PNC FINANCIAL SERVICES GROUP, INC. |
39,350 |
511,000 |
2.12% |
|
|
| 8 |
JAMES INVESTMENT RESEARCH, INC. |
34,885 |
453,000 |
1.88% |
|
|
| 9 |
MERIDIAN INVESTMENT COUNSEL INC. |
29,466 |
383,000 |
1.59% |
|
|
| 10 |
JBF Capital, Inc. |
28,986 |
376,000 |
1.56% |
|
|
| 11 |
UBS Group AG |
24,302 |
316,000 |
1.31% |
|
|
| 12 |
Dana Investment Advisors, Inc. |
24,168 |
314,000 |
1.30% |
|
|
| 13 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
22,852 |
297,000 |
1.23% |
|
|
| 14 |
CORNERSTONE ADVISORS INC |
21,162 |
275,000 |
1.14% |
|
|
| 15 |
GUGGENHEIM CAPITAL LLC |
12,038 |
156,000 |
0.65% |
|
|
| 16 |
Shaker Financial Services, LLC |
11,498 |
149,000 |
0.62% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
9,269 |
120,000 |
0.50% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,975 |
104,000 |
0.43% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
7,688 |
100,000 |
0.41% |
|
|
| 20 |
VERSANT CAPITAL MANAGEMENT, INC |
4,756 |
61,000 |
0.25% |
|
|
| 21 |
CITIGROUP INC |
3,916 |
51,000 |
0.21% |
|
|
| 22 |
ROYAL BANK OF CANADA |
3,850 |
50,000 |
0.21% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
3,843 |
50,000 |
0.21% |
|
|
| 24 |
WHITTIER TRUST CO |
2,626 |
34,000 |
0.14% |
|
|
| 25 |
WFG Advisors, LP |
1,326 |
17,000 |
0.07% |
|
|
| 26 |
MORGAN STANLEY |
884 |
12,000 |
0.05% |
|
|
| 27 |
MSI Financial Services Inc |
856 |
11,000 |
0.05% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
211 |
3,000 |
0.01% |
|
|
| 29 |
Hanson & Doremus Investment Management |
158 |
2,000 |
0.01% |
|
|
