| 1 |
Karpus Management, Inc. |
785,162 |
10,239,000 |
45.01% |
|
|
| 2 |
1607 Capital Partners, LLC |
386,264 |
5,037,000 |
22.14% |
|
|
| 3 |
Gramercy Funds Management LLC |
73,639 |
960,000 |
4.22% |
|
|
| 4 |
CSS LLC/IL |
63,374 |
826,000 |
3.63% |
|
|
| 5 |
Dunvegan Associates, Inc. |
62,326 |
813,000 |
3.57% |
|
|
| 6 |
CANADA LIFE ASSURANCE Co |
51,777 |
671,000 |
2.95% |
|
|
| 7 |
JAMES INVESTMENT RESEARCH, INC. |
46,150 |
602,000 |
2.65% |
|
|
| 8 |
PNC FINANCIAL SERVICES GROUP, INC. |
37,564 |
490,000 |
2.15% |
|
|
| 9 |
MERIDIAN INVESTMENT COUNSEL INC. |
28,171 |
367,000 |
1.61% |
|
|
| 10 |
Shaker Financial Services, LLC |
27,852 |
363,000 |
1.60% |
|
|
| 11 |
UBS Group AG |
26,987 |
352,000 |
1.55% |
|
|
| 12 |
CORNERSTONE ADVISORS INC |
26,320 |
343,000 |
1.51% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
20,625 |
269,000 |
1.18% |
|
|
| 14 |
Dana Investment Advisors, Inc. |
19,318 |
252,000 |
1.11% |
|
|
| 15 |
FIRST WILSHIRE SECURITIES MANAGEMENT INC |
17,204 |
224,000 |
0.98% |
|
|
| 16 |
WOLVERINE ASSET MANAGEMENT LLC |
16,843 |
219,000 |
0.96% |
|
|
| 17 |
GUGGENHEIM CAPITAL LLC |
10,797 |
141,000 |
0.62% |
|
|
| 18 |
LPL Financial LLC |
10,640 |
138,000 |
0.61% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
10,032 |
131,000 |
0.58% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,793 |
89,000 |
0.39% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
4,928 |
64,000 |
0.28% |
|
|
| 22 |
MORGAN STANLEY |
4,125 |
54,000 |
0.24% |
|
|
| 23 |
ROYAL BANK OF CANADA |
3,850 |
50,000 |
0.22% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
2,342 |
31,000 |
0.14% |
|
|
| 25 |
CITIGROUP INC |
1,058 |
14,000 |
0.06% |
|
|
| 26 |
MSI Financial Services Inc |
690 |
9,000 |
0.04% |
|
|
| 27 |
Hanson & Doremus Investment Management |
151 |
2,000 |
0.01% |
|
|
| 28 |
BARCLAYS PLC |
32 |
0 |
0.00% |
|
|
