| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 85,465 | 1,185,000 | 35.81% | ||
| 2 | ProVise Management Group, LLC | 47,400 | 658,000 | 19.89% | ||
| 3 | MORGAN STANLEY | 37,628 | 522,000 | 15.78% | ||
| 4 | Liberty Street Advisors, Inc. | 24,247 | 336,000 | 10.15% | ||
| 5 | KEYBANK NATIONAL ASSOCIATION/OH | 17,311 | 240,000 | 7.25% | ||
| 6 | LPL Financial LLC | 11,117 | 156,000 | 4.71% | ||
| 7 | WELLS FARGO & COMPANY/MN | 9,870 | 137,000 | 4.14% | ||
| 8 | UBS Group AG | 2,742 | 38,000 | 1.15% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,478 | 20,000 | 0.60% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 500 | 7,000 | 0.21% | ||
| 11 | NEXT Financial Group, Inc | 360 | 4,000 | 0.12% | ||
| 12 | Tower Research Capital LLC (TRC) | 225 | 3,000 | 0.09% | ||
| 13 | ROYAL BANK OF CANADA | 200 | 3,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
