| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 117,119 | 1,746,000 | 39.76% | ||
| 2 | ProVise Management Group, LLC | 47,000 | 700,000 | 15.94% | ||
| 3 | LPL Financial LLC | 43,366 | 650,000 | 14.80% | ||
| 4 | MORGAN STANLEY | 38,308 | 571,000 | 13.00% | ||
| 5 | KEYBANK NATIONAL ASSOCIATION/OH | 17,311 | 258,000 | 5.88% | ||
| 6 | WELLS FARGO & COMPANY/MN | 14,339 | 214,000 | 4.87% | ||
| 7 | ROYAL BANK OF CANADA | 8,056 | 120,000 | 2.73% | ||
| 8 | UBS Group AG | 4,453 | 66,000 | 1.50% | ||
| 9 | Creative Planning | 2,181 | 33,000 | 0.75% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,478 | 22,000 | 0.50% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 559 | 8,000 | 0.18% | ||
| 12 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.07% | ||
| 13 | Smithfield Trust Co | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
