| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 118,739 | 1,710,000 | 41.85% | ||
| 2 | ProVise Management Group, LLC | 47,650 | 686,000 | 16.79% | ||
| 3 | MORGAN STANLEY | 37,908 | 546,000 | 13.36% | ||
| 4 | Karpus Management, Inc. | 22,046 | 317,000 | 7.76% | ||
| 5 | KEYBANK NATIONAL ASSOCIATION/OH | 17,311 | 249,000 | 6.09% | ||
| 6 | UBS Group AG | 11,509 | 166,000 | 4.06% | ||
| 7 | LPL Financial LLC | 11,182 | 163,000 | 3.99% | ||
| 8 | WELLS FARGO & COMPANY/MN | 9,870 | 142,000 | 3.48% | ||
| 9 | ROYAL BANK OF CANADA | 2,969 | 43,000 | 1.05% | ||
| 10 | Creative Planning | 2,181 | 31,000 | 0.76% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,478 | 21,000 | 0.51% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 500 | 7,000 | 0.17% | ||
| 13 | NEXT Financial Group, Inc | 360 | 5,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
