| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ALBANY MOLECULAR RESH INC | 5,625,000 | 6,240,000 | 7.76% | PRN | |
| 2 | AFFYMETRIX INC | 2,400,000 | 5,774,000 | 7.18% | PRN | |
| 3 | SEACOR HOLDINGS INC | 6,000,000 | 5,712,000 | 7.10% | PRN | |
| 4 | PDL BIOPHARMA INC | 5,920,000 | 5,349,000 | 6.65% | PRN | |
| 5 | VECTOR GROUP LTD | 4,004,000 | 4,452,000 | 5.53% | PRN | |
| 6 | ENDOLOGIX INC | 4,500,000 | 4,312,000 | 5.36% | PRN | |
| 7 | CARRIAGE SVCS INC NOTE | 3,000,000 | 3,316,000 | 4.12% | PRN | |
| 8 | LGIH | 2,500,000 | 3,156,000 | 3.92% | PRN | |
| 9 | ENCORE CAP GROUP INC | 3,865,000 | 3,029,000 | 3.77% | PRN | |
| 10 | SEQUENOM INC | 4,500,000 | 2,886,000 | 3.59% | PRN | |
| 11 | RAMCO-GERSHENSON PPTYS TR | 43,556 | 2,842,000 | 3.53% | ||
| 12 | TESLA MTRS INC | 2,700,000 | 2,314,000 | 2.88% | PRN | |
| 13 | NEW MTN FIN CORP | 2,038,000 | 2,019,000 | 2.51% | PRN | |
| 14 | QUIDEL CORP | 2,250,000 | 2,019,000 | 2.51% | PRN | |
| 15 | GARNERO GROUP ACQUISITION CO | 197,500 | 1,961,000 | 2.44% | ||
| 16 | SolarCity Corporation | 3,385,000 | 1,951,000 | 2.43% | PRN | |
| 17 | ACCURAY INC | 1,500,000 | 1,806,000 | 2.25% | PRN | |
| 18 | SPDR S&P 500 ETF TR | 7,500 | 1,541,000 | 1.92% | ||
| 19 | IMPERIAL HLDGS INC 8.5 PERCENT 2/19 | 1,769,000 | 1,540,000 | 1.91% | PRN | |
| 20 | VANGUARD INDEX FDS | 14,000 | 1,467,000 | 1.82% | ||
| 21 | TESLA MTRS INC | 1,600,000 | 1,454,000 | 1.81% | PRN | |
| 22 | SPECTRUM PHARMACEUTICALS INC | 1,500,000 | 1,316,000 | 1.64% | PRN | |
| 23 | Xilinx Inc | 800,000 | 1,236,000 | 1.54% | PRN | |
| 24 | ACCURAY INC | 1,000,000 | 1,204,000 | 1.50% | PRN | |
| 25 | TTM TECHNOLOGIES INC | 1,235,000 | 1,097,000 | 1.36% | PRN | |
| 26 | ENCORE CAP GROUP INC | 1,100,000 | 1,094,000 | 1.36% | PRN | |
| 27 | APPLE INC | 10,000 | 1,089,000 | 1.35% | ||
| 28 | Exelexis | 1,000,000 | 992,000 | 1.23% | PRN | |
| 29 | HORIZON PHARMA INVT LTD | 1,120,000 | 960,000 | 1.19% | PRN | |
| 30 | MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED | 1,000,000 | 916,000 | 1.14% | PRN | |
| 31 | KLR ENERGY ACQUISITION CORP | 89,472 | 900,000 | 1.12% | ||
| 32 | AEGERION PHARMACEUTICALS INC | 1,760,000 | 898,000 | 1.12% | PRN | |
| 33 | CEPHEID | 1,000,000 | 898,000 | 1.12% | PRN | |
| 34 | YAHOO INC | 16,000 | 588,000 | 0.73% | ||
| 35 | COBALT INTL ENERGY INC | 1,000,000 | 492,000 | 0.61% | PRN | |
| 36 | FRONTIER COMMUNICATIONS CORP | 3,766 | 392,000 | 0.49% | ||
| 37 | COBALT INTL ENERGY INC | 500,000 | 207,000 | 0.26% | PRN | |
| 38 | BOULDER GROWTH & INCOME FUND COM | 23,278 | 183,000 | 0.23% | ||
| 39 | BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS | 12,097 | 179,000 | 0.22% | ||
| 40 | SERVICESOURCE INTL INC | 200,000 | 161,000 | 0.20% | PRN | |
| 41 | Horsehead Holding | 1,775,000 | 142,000 | 0.18% | PRN | |
| 42 | ROYCE VALUE TR INC | 10,000 | 117,000 | 0.15% | ||
| 43 | NEXPOINT RESIDENTIAL TR INC | 6,519 | 85,000 | 0.11% | ||
| 44 | SUNEDISON INC | 2,000,000 | 49,000 | 0.06% | PRN | |
| 45 | GARNERO GROUP ACQUISITION CO | 272,385 | 46,000 | 0.06% | ||
| 46 | FIBROCELL SCIENCE INC | 15,300 | 38,000 | 0.05% | ||
| 47 | GARNERO GROUP ACQUISITION CO | 296,765 | 25,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-062069, filed 2016.04.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
