| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BB&T SECURITIES, LLC | 53,833 | 12,709,000 | 50.68% | ||
| 2 | UBS Group AG | 168,607 | 3,981,000 | 15.88% | ||
| 3 | BESSEMER GROUP INC | 105,949 | 2,501,000 | 9.97% | ||
| 4 | MORGAN STANLEY | 86,776 | 2,049,000 | 8.17% | ||
| 5 | Invesco Ltd. | 68,341 | 1,614,000 | 6.44% | ||
| 6 | HighTower Advisors, LLC | 22,325 | 527,000 | 2.10% | ||
| 7 | ROYAL BANK OF CANADA | 18,616 | 440,000 | 1.75% | ||
| 8 | STIFEL FINANCIAL CORP | 15,330 | 362,000 | 1.44% | ||
| 9 | WELLS FARGO & COMPANY/MN | 11,841 | 280,000 | 1.12% | ||
| 10 | Sigma Planning Corp | 11,526 | 272,000 | 1.08% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 8,998 | 212,000 | 0.85% | PRN | |
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 47,000 | 0.19% | ||
| 13 | MSI Financial Services Inc | 1,350 | 32,000 | 0.13% | ||
| 14 | BANK OF MONTREAL /CAN/ | 800 | 19,000 | 0.08% | ||
| 15 | B. Riley Wealth Management, Inc. | 845 | 19,000 | 0.08% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 400 | 9,444 | 0.04% | ||
| 17 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
