| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 179,609 | 4,012,000 | 27.61% | ||
| 2 | BESSEMER GROUP INC | 93,441 | 2,087,000 | 14.36% | ||
| 3 | Shaker Financial Services, LLC | 47,137 | 1,053,000 | 7.25% | ||
| 4 | Sigma Planning Corp | 45,390 | 1,014,000 | 6.98% | ||
| 5 | BB&T SECURITIES, LLC | 42,345 | 936,000 | 6.44% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 35,998 | 804,000 | 5.53% | PRN | |
| 7 | Invesco Ltd. | 35,460 | 792,000 | 5.45% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 33,388 | 746,000 | 5.13% | ||
| 9 | LPL Financial LLC | 33,142 | 739,000 | 5.09% | ||
| 10 | HighTower Advisors, LLC | 19,770 | 442,000 | 3.04% | ||
| 11 | DOLIVER ADVISORS, LP | 19,732 | 441,000 | 3.03% | ||
| 12 | CETERA INVESTMENT ADVISERS | 18,308 | 410,000 | 2.82% | ||
| 13 | ROYAL BANK OF CANADA | 17,290 | 387,000 | 2.66% | ||
| 14 | MORGAN STANLEY | 13,965 | 312,000 | 2.15% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 10,562 | 236,000 | 1.62% | ||
| 16 | WELLS FARGO & COMPANY/MN | 1,601 | 35,000 | 0.24% | ||
| 17 | MSI Financial Services Inc | 1,420 | 32,000 | 0.22% | ||
| 18 | Estabrook Capital Management | 1,050 | 23,457 | 0.16% | ||
| 19 | RPG FAMILY WEALTH ADVISORY, LLC | 644 | 14,386 | 0.10% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 11,000 | 0.08% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 250 | 6,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
