| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 149,136 | 2,923,000 | 26.78% | ||
| 2 | RPG FAMILY WEALTH ADVISORY, LLC | 102,743 | 2,013,762 | 18.45% | ||
| 3 | BESSEMER GROUP INC | 90,041 | 1,765,000 | 16.17% | ||
| 4 | BB&T SECURITIES, LLC | 53,416 | 1,046,000 | 9.58% | ||
| 5 | Invesco Ltd. | 40,268 | 789,000 | 7.23% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 25,998 | 510,000 | 4.67% | PRN | |
| 7 | HighTower Advisors, LLC | 21,770 | 427,000 | 3.91% | ||
| 8 | Sigma Planning Corp | 21,728 | 426,000 | 3.90% | ||
| 9 | STIFEL FINANCIAL CORP | 18,310 | 359,000 | 3.29% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 17,413 | 341,000 | 3.12% | ||
| 11 | ROYAL BANK OF CANADA | 6,085 | 119,000 | 1.09% | ||
| 12 | MORGAN STANLEY | 4,150 | 81,000 | 0.74% | ||
| 13 | MSI Financial Services Inc | 1,420 | 28,000 | 0.26% | ||
| 14 | Estabrook Capital Management | 1,050 | 20,580 | 0.19% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 1,000 | 20,000 | 0.18% | ||
| 16 | Tower Research Capital LLC (TRC) | 697 | 14,000 | 0.13% | ||
| 17 | CITIGROUP INC | 650 | 13,000 | 0.12% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 506 | 10,000 | 0.09% | ||
| 19 | WELLS FARGO & COMPANY/MN | 436 | 9,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
