| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 249 | 6,000 | 0.04% | ||
| 2 | BENJAMIN F. EDWARDS & COMPANY, INC. | 250 | 6,000 | 0.04% | ||
| 3 | Tower Research Capital LLC (TRC) | 478 | 11,000 | 0.08% | ||
| 4 | CITIGROUP INC | 650 | 14,000 | 0.10% | ||
| 5 | Estabrook Capital Management | 1,050 | 23,216 | 0.16% | ||
| 6 | MSI Financial Services Inc | 1,420 | 31,000 | 0.22% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,906 | 64,000 | 0.44% | ||
| 8 | ROYAL BANK OF CANADA | 5,154 | 114,000 | 0.79% | ||
| 9 | MORGAN STANLEY | 5,790 | 128,000 | 0.89% | ||
| 10 | STIFEL FINANCIAL CORP | 10,395 | 226,000 | 1.57% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 12,539 | 278,000 | 1.93% | ||
| 12 | CETERA INVESTMENT ADVISERS | 14,246 | 317,000 | 2.20% | ||
| 13 | HighTower Advisors, LLC | 19,770 | 437,000 | 3.04% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 34,175 | 756,000 | 5.25% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 35,998 | 796,000 | 5.53% | PRN | |
| 16 | BB&T SECURITIES, LLC | 42,345 | 936,000 | 6.50% | ||
| 17 | Invesco Ltd. | 42,752 | 945,000 | 6.56% | ||
| 18 | Sigma Planning Corp | 47,275 | 1,045,000 | 7.26% | ||
| 19 | BESSEMER GROUP INC | 93,441 | 2,066,000 | 14.35% | ||
| 20 | RPG FAMILY WEALTH ADVISORY, LLC | 102,739 | 2,271,559 | 15.78% | ||
| 21 | UBS Group AG | 177,514 | 3,924,000 | 27.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
