| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 819,296 | 7,734,000 | 38.49% | ||
| 2 | DOHENY ASSET MANAGEMENT /CA | 541,625 | 5,113,000 | 25.45% | ||
| 3 | VANGUARD GROUP INC | 243,942 | 2,303,000 | 11.46% | ||
| 4 | Connective Capital Management, LLC | 125,931 | 1,189,000 | 5.92% | ||
| 5 | DIALECTIC CAPITAL MANAGEMENT, LP | 47,300 | 447,000 | 2.22% | Put | |
| 6 | USCA RIA LLC | 44,200 | 417,000 | 2.08% | ||
| 7 | KING LUTHER CAPITAL MANAGEMENT CORP | 36,700 | 346,000 | 1.72% | ||
| 8 | REGIONS FINANCIAL CORP | 33,000 | 312,000 | 1.55% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 30,374 | 287,000 | 1.43% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 30,078 | 283,000 | 1.41% | ||
| 11 | GOLDMAN SACHS GROUP INC | 22,375 | 211,000 | 1.05% | ||
| 12 | BOLTON LP | 19,000 | 179,000 | 0.89% | ||
| 13 | BOLTON LP | 19,000 | 179,000 | 0.89% | Put | |
| 14 | BlackRock Fund Advisors | 17,989 | 170,000 | 0.85% | ||
| 15 | MORGAN STANLEY | 15,514 | 146,000 | 0.73% | ||
| 16 | MENTA CAPITAL LLC | 14,995 | 142,000 | 0.71% | ||
| 17 | NORTHERN TRUST CORP | 14,533 | 137,000 | 0.68% | ||
| 18 | THOMPSON DAVIS & CO., INC. | 12,593 | 119,000 | 0.59% | ||
| 19 | OPPENHEIMER & CO INC | 10,811 | 102,000 | 0.51% | ||
| 20 | Mount Lucas Management LP | 6,300 | 59,000 | 0.29% | ||
| 21 | UBS Group AG | 5,840 | 55,000 | 0.27% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 5,000 | 47,000 | 0.23% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 29,000 | 0.14% | ||
| 24 | Tower Research Capital LLC (TRC) | 2,260 | 22,000 | 0.11% | ||
| 25 | ROYAL BANK OF CANADA | 2,000 | 19,000 | 0.09% | ||
| 26 | FIFTH THIRD BANCORP | 1,250 | 12,000 | 0.06% | ||
| 27 | BlackRock Investment Management, LLC | 1,020 | 10,000 | 0.05% | ||
| 28 | WealthTrust-Arizona, LLC | 1,000 | 9,000 | 0.04% | ||
| 29 | WELLS FARGO & COMPANY/MN | 800 | 8,000 | 0.04% | ||
| 30 | LS Investment Advisors, LLC | 350 | 3,000 | 0.01% | ||
| 31 | Creative Planning | 206 | 2,000 | 0.01% | ||
| 32 | REILLY FINANCIAL ADVISORS, LLC | 55 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
