| 1 |
USCA RIA LLC |
492,123 |
48,725,000 |
36.03% |
|
|
| 2 |
GFS Advisors, LLC |
492,123 |
48,725,000 |
36.03% |
|
|
| 3 |
AWM Investment Company, Inc. |
1,363,588 |
13,772,000 |
10.18% |
|
|
| 4 |
DOHENY ASSET MANAGEMENT /CA |
737,500 |
7,449,000 |
5.51% |
|
|
| 5 |
VANGUARD GROUP INC |
450,273 |
4,548,000 |
3.36% |
|
|
| 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
149,219 |
1,507,000 |
1.11% |
|
|
| 7 |
BlackRock Institutional Trust Company, N.A. |
143,305 |
1,447,000 |
1.07% |
|
|
| 8 |
HERALD INVESTMENT MANAGEMENT Ltd |
125,000 |
1,258,000 |
0.93% |
|
|
| 9 |
Harvest Capital Strategies LLC |
100,000 |
1,010,000 |
0.75% |
|
|
| 10 |
GEODE CAPITAL MANAGEMENT, LLC |
83,818 |
846,000 |
0.63% |
|
|
| 11 |
DEUTSCHE BANK AG\ |
76,913 |
776,000 |
0.57% |
|
|
| 12 |
RENAISSANCE TECHNOLOGIES LLC |
55,384 |
559,000 |
0.41% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
42,200 |
426,000 |
0.31% |
Put |
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
41,800 |
422,000 |
0.31% |
Call |
|
| 15 |
BlackRock Fund Advisors |
33,342 |
337,000 |
0.25% |
|
|
| 16 |
GOLDMAN SACHS GROUP INC |
28,083 |
284,000 |
0.21% |
|
|
| 17 |
WEALTHSOURCE PARTNERS, LLC |
24,760 |
250,000 |
0.18% |
|
|
| 18 |
CADENCE CAPITAL MANAGEMENT LLC |
24,450 |
247,000 |
0.18% |
|
|
| 19 |
OPPENHEIMER & CO INC |
21,618 |
218,000 |
0.16% |
|
|
| 20 |
Leisure Capital Management |
21,027 |
212,000 |
0.16% |
|
|
| 21 |
REGIONS FINANCIAL CORP |
20,000 |
202,000 |
0.15% |
|
|
| 22 |
NORTHERN TRUST CORP |
19,257 |
194,000 |
0.14% |
|
|
| 23 |
Bank of New York Mellon Corp |
17,417 |
176,000 |
0.13% |
|
|
| 24 |
MILLENNIUM MANAGEMENT LLC |
17,277 |
174,000 |
0.13% |
|
|
| 25 |
STATE STREET CORP |
15,900 |
160,000 |
0.12% |
|
|
| 26 |
CUTLER GROUP LLC / CA |
51,400 |
137,000 |
0.10% |
Call |
|
| 27 |
NOMURA HOLDINGS INC |
13,877 |
131,000 |
0.10% |
|
|
| 28 |
WASHINGTON TRUST BANK |
12,500 |
126,000 |
0.09% |
|
|
| 29 |
HighTower Advisors, LLC |
11,825 |
119,000 |
0.09% |
|
|
| 30 |
CUTLER GROUP LLC / CA |
11,371 |
114,000 |
0.08% |
|
|
| 31 |
Virtu KCG Holdings LLC |
10,632 |
107,000 |
0.08% |
|
|
| 32 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13,160 |
104,000 |
0.08% |
|
|
| 33 |
GSA CAPITAL PARTNERS LLP |
10,100 |
102,000 |
0.08% |
|
|
| 34 |
SIMPLEX TRADING, LLC |
8,502 |
85,000 |
0.06% |
|
|
| 35 |
MORGAN STANLEY |
5,200 |
52,000 |
0.04% |
|
|
| 36 |
Mount Lucas Management LP |
5,000 |
51,000 |
0.04% |
|
|
| 37 |
CUTLER GROUP LLC / CA |
56,300 |
42,000 |
0.03% |
Put |
|
| 38 |
WOLVERINE ASSET MANAGEMENT LLC |
3,284 |
33,000 |
0.02% |
|
|
| 39 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,497 |
25,000 |
0.02% |
|
|
| 40 |
BlackRock Investment Management, LLC |
2,188 |
22,000 |
0.02% |
|
|
| 41 |
UBS Group AG |
1,383 |
14,000 |
0.01% |
|
|
| 42 |
BANK OF MONTREAL /CAN/ |
1,200 |
12,000 |
0.01% |
|
|
| 43 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,042 |
11,000 |
0.01% |
|
|
| 44 |
WealthTrust-Arizona, LLC |
1,000 |
10,000 |
0.01% |
|
|
| 45 |
CITIGROUP INC |
458 |
5,000 |
0.00% |
|
|
| 46 |
Avior Wealth Management, LLC |
500 |
5,000 |
0.00% |
|
|
| 47 |
WELLS FARGO & COMPANY/MN |
500 |
5,000 |
0.00% |
|
|
| 48 |
MSI Financial Services Inc |
400 |
4,000 |
0.00% |
|
|
| 49 |
WOLVERINE ASSET MANAGEMENT LLC |
105 |
4,000 |
0.00% |
Put |
|
| 50 |
LS Investment Advisors, LLC |
350 |
4,000 |
0.00% |
|
|
