| 1 |
AWM Investment Company, Inc. |
852,477 |
6,564,000 |
36.97% |
|
|
| 2 |
DOHENY ASSET MANAGEMENT /CA |
810,400 |
6,240,000 |
35.15% |
|
|
| 3 |
VANGUARD GROUP INC |
248,965 |
1,917,000 |
10.80% |
|
|
| 4 |
Granite Investment Partners, LLC |
61,399 |
473,000 |
2.66% |
|
|
| 5 |
DIALECTIC CAPITAL MANAGEMENT, LP |
47,300 |
364,000 |
2.05% |
Put |
|
| 6 |
USCA RIA LLC |
43,700 |
336,000 |
1.89% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
35,983 |
277,000 |
1.56% |
|
|
| 8 |
REGIONS FINANCIAL CORP |
33,000 |
254,000 |
1.43% |
|
|
| 9 |
OPPENHEIMER & CO INC |
27,200 |
210,000 |
1.18% |
|
|
| 10 |
GOLDMAN SACHS GROUP INC |
22,584 |
174,000 |
0.98% |
|
|
| 11 |
BlackRock Fund Advisors |
20,445 |
157,000 |
0.88% |
|
|
| 12 |
Private Wealth Partners, LLC |
15,471 |
119,000 |
0.67% |
|
|
| 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,100 |
116,000 |
0.65% |
Call |
|
| 14 |
NORTHERN TRUST CORP |
12,099 |
93,000 |
0.52% |
|
|
| 15 |
M&T BANK CORP |
12,000 |
92,000 |
0.52% |
|
|
| 16 |
Virtu KCG Holdings LLC |
11,499 |
89,000 |
0.50% |
|
|
| 17 |
MORGAN STANLEY |
10,303 |
80,000 |
0.45% |
|
|
| 18 |
Mount Lucas Management LP |
10,000 |
77,000 |
0.43% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,000 |
23,000 |
0.13% |
|
|
| 20 |
UBS Group AG |
2,461 |
19,000 |
0.11% |
|
|
| 21 |
Parallax Volatility Advisers, L.P. |
2,500 |
19,000 |
0.11% |
|
|
| 22 |
BlackRock Investment Management, LLC |
1,798 |
14,000 |
0.08% |
|
|
| 23 |
FIFTH THIRD BANCORP |
1,250 |
10,000 |
0.06% |
|
|
| 24 |
WealthTrust-Arizona, LLC |
1,000 |
8,000 |
0.05% |
|
|
| 25 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,042 |
8,000 |
0.05% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
916 |
7,000 |
0.04% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
800 |
6,000 |
0.03% |
|
|
| 28 |
LS Investment Advisors, LLC |
350 |
3,000 |
0.02% |
|
|
| 29 |
CITIGROUP INC |
356 |
3,000 |
0.02% |
|
|
| 30 |
CANADA LIFE ASSURANCE Co |
240 |
2,000 |
0.01% |
|
|
| 31 |
REILLY FINANCIAL ADVISORS, LLC |
55 |
0 |
0.00% |
|
|
