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EARTHSTONE ENERGY INC
EARTHSTONE ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 59 Institutional holders with a total value of $76,398,824.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 792,282 10,886,000 14.25%
2 PRICE T ROWE ASSOCIATES INC /MD/ 784,495 10,779,000 14.11%
3 JVL Advisors, L.L.C. 618,551 8,499,000 11.12%
4 NORTHPOINTE CAPITAL LLC 517,491 7,110,000 9.31%
5 AWM Investment Company, Inc. 349,000 4,795,000 6.28%
6 AMERIPRISE FINANCIAL INC 297,501 4,087,000 5.35%
7 DRIEHAUS CAPITAL MANAGEMENT LLC 223,511 3,071,000 4.02%
8 Point72 Asset Management, L.P. 207,800 2,855,000 3.74%
9 KENNEDY CAPITAL MANAGEMENT LLC 199,819 2,746,000 3.59%
10 Cambrian Capital Limited Partnership 169,200 2,325,000 3.04%
11 JANUS HENDERSON GROUP PLC 160,899 2,211,000 2.89%
12 WADDELL & REED FINANCIAL INC 125,000 1,718,000 2.25%
13 PHH INVESTMENTS, LTD. 1,689 1,689,000 2.21%
14 AMTRUST FINANCIAL SERVICES, INC. 103,340 1,420,000 1.86%
15 AMERICAN CENTURY COMPANIES INC 96,741 1,329,000 1.74%
16 VANGUARD GROUP INC 96,583 1,327,000 1.74%
17 VICTORY CAPITAL MANAGEMENT INC 89,627 1,231,000 1.61%
18 BlackRock Fund Advisors 86,532 1,189,000 1.56%
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 72,602 998,000 1.31%
20 OBERWEIS ASSET MANAGEMENT INC/ 69,253 952,000 1.25%
21 GEODE CAPITAL MANAGEMENT, LLC 50,989 700,000 0.92%
22 ADVISORY RESEARCH INC 33,970 467,000 0.61%
23 NORTHERN TRUST CORP 33,197 456,000 0.60%
24 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 27,323 375,000 0.49%
25 STATE STREET CORP 27,185 372,000 0.49%
26 MORGAN STANLEY 23,142 318,000 0.42%
27 Gradient Investments LLC 22,212 305,000 0.40%
28 MILLENNIUM MANAGEMENT LLC 20,886 287,000 0.38%
29 Nuveen Asset Management, LLC 18,378 253,000 0.33%
30 DIMENSIONAL FUND ADVISORS LP 16,969 233,000 0.30%
31 HIGHBRIDGE CAPITAL MANAGEMENT LLC 16,007 219,000 0.29%
32 BlackRock Institutional Trust Company, N.A. 12,987 178,000 0.23%
33 SANDERS MORRIS HARRIS INC/FA 12,100 166,000 0.22%
34 Creative Planning 10,658 146,000 0.19%
35 B. Riley Wealth Advisors, Inc. 10,505 145,000 0.19%
36 SEI INVESTMENTS CO 4,909 67,000 0.09%
37 BlackRock Investment Management, LLC 4,731 65,000 0.09%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 4,537 62,000 0.08%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 3,892 53,000 0.07%
40 TEACHERS ADVISORS, LLC 3,870 53,000 0.07%
41 JPMORGAN CHASE & CO 3,297 45,000 0.06%
42 CITIGROUP INC 2,209 31,000 0.04%
43 DEUTSCHE BANK AG\ 2,401 31,000 0.04%
44 UBS Group AG 2,142 29,000 0.04%
45 BANK OF MONTREAL /CAN/ 1,363 20,000 0.03%
46 NEW YORK STATE COMMON RETIREMENT FUND 1,200 16,000 0.02%
47 PANAGORA ASSET MANAGEMENT INC 1,195 16,000 0.02%
48 Tower Research Capital LLC (TRC) 1,062 15,000 0.02%
49 AMERICAN INTERNATIONAL GROUP, INC. 951 13,000 0.02%
50 BlackRock Finance, Inc. 732 10,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.