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Novartis AG ADR
Novartis AG ADR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 71 Institutional holders with a total value of $433,223,789.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Grey Owl Capital Management, LLC 10,179 865,000 0.20%
52 Nichols Asset Management LLC 9,870 839,000 0.19%
53 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 8,050 684,000 0.16%
54 Convergence Investment Partners, LLC 7,784 662,000 0.15%
55 LEE DANNER & BASS INC 7,750 659,000 0.15%
56 1834 INVESTMENT ADVISORS CO 7,234 615,000 0.14%
57 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 6,008 511,000 0.12%
58 Semper Trust Co. 5,350 455,000 0.11%
59 AR ASSET MANAGEMENT INC 5,100 434,000 0.10%
60 BURNHAM ASSET MANAGEMENT CORP /NY/ 4,925 419,000 0.10%
61 STRATTON MANAGEMENT CO 4,275 363,000 0.08%
62 Parsec Financial Management, Inc. 4,113 350,000 0.08%
63 Ballentine Partners, LLC 3,879 329,000 0.08%
64 SMITH HAYES Advisers, Inc 3,483 296,000 0.07%
65 ABNER HERRMAN & BROCK LLC 3,341 284,000 0.07%
66 Rex Capital Advisors, LLC 3,271 278,100 0.06%
67 Hugh Johnson Advisors LLC 3,197 272,000 0.06%
68 American National Registered Investment Advisor, Inc. 2,500 213,000 0.05%
69 DOWLING & YAHNKE LLC 2,445 208,000 0.05%
70 QCI ASSET MANAGEMENT INC/NY 745 63,000 0.01%
71 JAMES INVESTMENT RESEARCH, INC. 167 14,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.