| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | USCA RIA LLC | 178,321 | 31,900,000 | 15.07% | ||
| 2 | GFS Advisors, LLC | 178,321 | 31,900,000 | 15.07% | ||
| 3 | MORGAN STANLEY | 3,172,035 | 17,731,000 | 8.38% | ||
| 4 | UBS Group AG | 2,555,218 | 14,283,000 | 6.75% | ||
| 5 | 1607 Capital Partners, LLC | 2,491,421 | 13,927,000 | 6.58% | ||
| 6 | McGowan Group Asset Management, Inc. | 2,240,985 | 12,527,000 | 5.92% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1,657,486 | 9,265,000 | 4.38% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,333,291 | 7,453,000 | 3.52% | ||
| 9 | CORNERSTONE ADVISORS INC | 1,320,156 | 7,380,000 | 3.49% | ||
| 10 | Advisors Asset Management, Inc. | 1,233,501 | 6,895,000 | 3.26% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,221,966 | 6,831,000 | 3.23% | ||
| 12 | Invesco Ltd. | 837,407 | 4,681,000 | 2.21% | ||
| 13 | ALPINE WOODS CAPITAL INVESTORS, LLC | 828,527 | 4,631,000 | 2.19% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 601,066 | 3,359,000 | 1.59% | ||
| 15 | 1832 Asset Management L.P. | 306,039 | 2,843,000 | 1.34% | ||
| 16 | WFG Advisors, LP | 483,822 | 2,705,000 | 1.28% | ||
| 17 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 460,645 | 2,575,000 | 1.22% | ||
| 18 | AQR ARBITRAGE LLC | 405,141 | 2,265,000 | 1.07% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 395,205 | 2,209,000 | 1.04% | ||
| 20 | PROFICIO CAPITAL PARTNERS LLC | 391,322 | 2,187,000 | 1.03% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 295,730 | 1,653,000 | 0.78% | ||
| 22 | NEWGATE CAPITAL MANAGEMENT LLC | 275,927 | 1,529,000 | 0.72% | ||
| 23 | ROBINSON CAPITAL MANAGEMENT, LLC | 251,058 | 1,403,000 | 0.66% | ||
| 24 | DOLIVER ADVISORS, LP | 234,564 | 1,311,000 | 0.62% | ||
| 25 | STIFEL FINANCIAL CORP | 211,091 | 1,180,000 | 0.56% | ||
| 26 | Vident Investment Advisory, LLC | 6,495,736 | 1,162,000 | 0.55% | ||
| 27 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 180,911 | 1,011,000 | 0.48% | ||
| 28 | MIDAS MANAGEMENT CORP | 179,998 | 1,006,000 | 0.48% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 176,867 | 988,000 | 0.47% | ||
| 30 | LPL Financial LLC | 153,793 | 832,000 | 0.39% | ||
| 31 | SENTINEL TRUST CO LBA | 141,700 | 792,000 | 0.37% | ||
| 32 | Curi Capital, LLC | 138,403 | 773,000 | 0.37% | ||
| 33 | D.A. DAVIDSON & CO. | 135,572 | 757,000 | 0.36% | ||
| 34 | COHEN & STEERS, INC. | 123,510 | 690,000 | 0.33% | ||
| 35 | Janney Montgomery Scott LLC | 123,207 | 689,000 | 0.33% | ||
| 36 | Raymond James Financial Services Advisors, Inc. | 112,215 | 627,000 | 0.30% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 108,101 | 604,000 | 0.29% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 99,559 | 557,000 | 0.26% | ||
| 39 | Private Advisor Group, LLC | 96,045 | 537,000 | 0.25% | ||
| 40 | Shaker Financial Services, LLC | 93,011 | 520,000 | 0.25% | ||
| 41 | GEODE CAPITAL MANAGEMENT, LLC | 92,377 | 516,000 | 0.24% | PRN | |
| 42 | Ionic Capital Management LLC | 91,867 | 514,000 | 0.24% | ||
| 43 | TFS CAPITAL LLC | 77,327 | 432,000 | 0.20% | ||
| 44 | Coe Capital Management, LLC | 67,113 | 375,162 | 0.18% | ||
| 45 | CITIGROUP INC | 63,072 | 352,000 | 0.17% | ||
| 46 | Gramercy Funds Management LLC | 62,700 | 350,000 | 0.17% | ||
| 47 | ROYAL BANK OF CANADA | 58,312 | 326,000 | 0.15% | ||
| 48 | Hilltop Holdings Inc. | 44,835 | 251,000 | 0.12% | ||
| 49 | WEDBUSH SECURITIES INC | 38,428 | 215,000 | 0.10% | ||
| 50 | Cambridge Investment Research Advisors, Inc. | 37,660 | 211,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
