| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,003,043 | 16,667,000 | 13.30% | ||
| 2 | MORGAN STANLEY | 2,858,681 | 15,866,000 | 12.66% | ||
| 3 | 1607 Capital Partners, LLC | 2,557,721 | 14,195,000 | 11.32% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,672,818 | 9,285,000 | 7.41% | ||
| 5 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,338,691 | 7,430,000 | 5.93% | ||
| 6 | CORNERSTONE ADVISORS INC | 1,316,256 | 7,305,000 | 5.83% | ||
| 7 | Advisors Asset Management, Inc. | 1,021,867 | 5,671,000 | 4.52% | ||
| 8 | Vident Investment Advisory, LLC | 776,398 | 4,309,000 | 3.44% | ||
| 9 | ALPINE WOODS CAPITAL INVESTORS, LLC | 767,755 | 4,261,000 | 3.40% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 764,371 | 4,242,000 | 3.38% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 591,445 | 3,282,000 | 2.62% | ||
| 12 | WFG Advisors, LP | 527,960 | 2,930,000 | 2.34% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 489,853 | 2,719,000 | 2.17% | ||
| 14 | PROFICIO CAPITAL PARTNERS LLC | 479,242 | 2,660,000 | 2.12% | ||
| 15 | Invesco Ltd. | 454,674 | 2,523,000 | 2.01% | ||
| 16 | AQR ARBITRAGE LLC | 341,438 | 1,895,000 | 1.51% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 336,845 | 1,869,000 | 1.49% | ||
| 18 | DOLIVER ADVISORS, LP | 329,939 | 1,831,000 | 1.46% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 296,479 | 1,645,000 | 1.31% | ||
| 20 | ROYAL BANK OF CANADA | 245,716 | 1,364,000 | 1.09% | ||
| 21 | ROBINSON CAPITAL MANAGEMENT, LLC | 231,058 | 1,282,000 | 1.02% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 159,897 | 887,000 | 0.71% | ||
| 23 | LPL Financial LLC | 151,083 | 834,000 | 0.67% | ||
| 24 | STIFEL FINANCIAL CORP | 146,985 | 816,000 | 0.65% | ||
| 25 | SENTINEL TRUST CO LBA | 145,150 | 806,000 | 0.64% | ||
| 26 | ADVISOR GROUP, INC. | 140,207 | 778,000 | 0.62% | ||
| 27 | D.A. DAVIDSON & CO. | 134,922 | 748,000 | 0.60% | ||
| 28 | GEODE CAPITAL MANAGEMENT, LLC | 124,252 | 689,000 | 0.55% | ||
| 29 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 121,003 | 672,000 | 0.54% | ||
| 30 | TFS CAPITAL LLC | 117,052 | 650,000 | 0.52% | ||
| 31 | Private Advisor Group, LLC | 115,518 | 638,000 | 0.51% | ||
| 32 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 99,510 | 552,000 | 0.44% | ||
| 33 | Janney Montgomery Scott LLC | 81,120 | 450,000 | 0.36% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 76,017 | 422,000 | 0.34% | ||
| 35 | Hilltop Holdings Inc. | 44,835 | 249,000 | 0.20% | ||
| 36 | MSI Financial Services Inc | 42,666 | 237,000 | 0.19% | ||
| 37 | Round Table Services, LLC | 39,400 | 219,000 | 0.17% | ||
| 38 | WEDBUSH SECURITIES INC | 38,979 | 216,000 | 0.17% | ||
| 39 | Coe Capital Management, LLC | 37,113 | 193,730 | 0.15% | ||
| 40 | Creative Planning | 31,911 | 177,000 | 0.14% | ||
| 41 | CSS LLC/IL | 27,683 | 154,000 | 0.12% | ||
| 42 | SHEPHERD KAPLAN KROCHUK, LLC | 26,670 | 148,000 | 0.12% | ||
| 43 | USCA RIA LLC | 26,666 | 148,000 | 0.12% | ||
| 44 | MILLENNIUM MANAGEMENT LLC | 26,475 | 147,000 | 0.12% | ||
| 45 | Sigma Planning Corp | 23,241 | 129,000 | 0.10% | ||
| 46 | Commonwealth Equity Services, Inc | 22,957 | 127,000 | 0.10% | ||
| 47 | IFP ADVISORS, INC | 22,292 | 124,000 | 0.10% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 22,012 | 122,000 | 0.10% | ||
| 49 | Virtu KCG Holdings LLC | 17,630 | 98,000 | 0.08% | ||
| 50 | ALLEGIS INVESTMENT ADVISORS, LLC | 17,298 | 96,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
