Dark
Light
System
Institutional Investment Manager
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA (CIK: 0000009631), registered under State Commercial Banks, located at 40 Temperance Street, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0001335382-15-000009) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
301 TJX COS INC NEW 29,415 2,104 0.01%
302 UNITED RENTALS INC 35,000 2,102 0.01%
303 UNITEDHEALTH GROUP INC 17,813 2,066 0.01%
304 CVS HEALTH CORP 20,931 2,019 0.01%
305 Ishares - Japan 175,400 2,005 0.01%
306 Clearbridge Energy MLP Opportunity FD 138,236 2,001 0.01%
307 ALLERGAN PLC 7,331 1,993 0.01%
308 ALTRIA GROUP INC 36,545 1,988 0.01%
309 YRC WORLDWIDE INC COM PAR .01 149,173 1,978 0.01%
310 AMGEN INC 14,120 1,953 0.01%
311 ROYAL DUTCH SHELL PLC 41,000 1,943 0.01%
312 NUVEEN NASDAQ 100 DYNAMIC OV 111,495 1,919 0.01%
313 WAL-MART STORES INC 29,470 1,911 0.01%
314 YELP INC 87,300 1,891 0.01%
315 Vaneck Vectors Gold 137,169 1,885 0.01%
316 SPDR S&P 500 ETF TR 10,000 1,883 0.01%
317 AMERICAN CAP LTD 152,000 1,848 0.01%
318 BRISTOL MYERS SQUIBB CO 31,138 1,843 0.01%
319 BANCO SANTANDER CHILE NEW 100,523 1,832 0.01%
320 EATON VANCE ENHANCED EQUITY 143,653 1,816 0.01%
321 EDWARDS LIFESCIENCES CORP 12,600 1,792 0.01%
322 MEDTRONIC PLC 26,442 1,770 0.01%
323 MCDONALDS CORP 17,799 1,754 0.01%
324 APPLIED OPTOELECTRONICS INC COM 93,060 1,748 0.01%
325 ISHARES TR 12,694 1,735 0.01%
326 TRI CONTL CORP 86,828 1,691 0.01%
327 ABBVIE INC 30,809 1,676 0.01%
328 MASTERCARD INCORPORATED 18,578 1,674 0.01%
329 BAYTEX ENERGY CORP 521,838 1,669 0.01%
330 3M CO 11,772 1,669 0.01%
331 ADAMS DIVERSIFIED EQUITY FD 129,724 1,653 0.01%
332 SCHLUMBERGER LTD 23,573 1,626 0.01%
333 VALERO ENERGY CORP NEW 26,800 1,611 0.01%
334 CELGENE CORP 14,728 1,593 0.01%
335 NUVEEN DOW 30 DYNAMIC OVERWR 117,799 1,586 0.01%
336 STARBUCKS CORP 27,854 1,583 0.01%
337 TORONTO DOMINION BK ONT 40,000 1,577 0.01% Put
338 QUALCOMM INC 29,216 1,570 0.01%
339 BOEING CO 11,933 1,563 0.01%
340 GRANITE REAL ESTATE INVT TR 55,106 1,552 0.01%
341 NIKE INC 12,605 1,550 0.01%
342 LILLY ELI & CO 18,180 1,521 0.01%
343 EATON VANCE ENHANCED EQ INC 125,095 1,485 0.01%
344 APPLIED MATLS INC 101,000 1,484 0.01% Call
345 SELECT SECTOR SPDR TR 65,149 1,476 0.01%
346 UNION PAC CORP 16,251 1,437 0.01%
347 GENERAL ELECTRIC CO 56,546 1,426 0.01%
348 ARGO GROUP INTERNATIONAL 24,752 1,401 0.01%
349 HONEYWELL INTL INC 14,567 1,379 0.01%
350 UNITED TECHNOLOGIES CORP 15,423 1,372 0.01%
Page 7 of 17