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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 49 Institutional holders with a total value of $111,825,184.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 971,813 16,745,000 14.97%
2 UBS Group AG 677,035 11,665,000 10.43%
3 GUGGENHEIM CAPITAL LLC 636,179 10,961,000 9.80%
4 Karpus Management, Inc. 556,884 9,595,000 8.58%
5 Invesco Ltd. 452,934 7,804,000 6.98%
6 WELLS FARGO & COMPANY/MN 403,314 6,949,000 6.21%
7 RAYMOND JAMES & ASSOCIATES 335,837 5,786,000 5.17%
8 Advisors Asset Management, Inc. 309,306 5,329,000 4.77%
9 BANK OF AMERICA CORP /DE/ 284,010 4,893,000 4.38%
10 1832 Asset Management L.P. 262,798 4,545,000 4.06%
11 CORNERSTONE ADVISORS INC 248,959 4,290,000 3.84%
12 ROYAL BANK OF CANADA 225,603 3,888,000 3.48%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 200,147 3,448,000 3.08%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 187,292 3,227,000 2.89%
15 BANK OF NOVA SCOTIA 111,495 1,919,000 1.72%
16 Raymond James Financial Services Advisors, Inc. 85,677 1,476,000 1.32%
17 Commonwealth Equity Services, Inc 75,397 1,299,000 1.16%
18 LPL Financial LLC 63,452 1,133,000 1.01%
19 VICUS CAPITAL 54,358 937,000 0.84%
20 WADE G W & INC 43,419 748,000 0.67%
21 WOLVERINE ASSET MANAGEMENT LLC 34,914 601,000 0.54%
22 PNC FINANCIAL SERVICES GROUP, INC. 31,198 538,000 0.48%
23 OPPENHEIMER & CO INC 30,292 522,000 0.47%
24 D.A. DAVIDSON & CO. 29,091 501,000 0.45%
25 Thomas J. Herzfeld Advisors, Inc. 25,887 446,000 0.40%
26 Janney Montgomery Scott LLC 25,127 433,000 0.39%
27 Bank of New York Mellon Corp 22,982 396,000 0.35%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20,540 354,000 0.32%
29 Global Endowment Management, LP 20,000 345,000 0.31%
30 AMERICAN INTERNATIONAL GROUP, INC. 14,158 244,000 0.22%
31 NINE MASTS CAPITAL Ltd 10,400 180,000 0.16%
32 MSI Financial Services Inc 9,995 172,000 0.15%
33 Formidable Asset Management, LLC 3,921 67,000 0.06%
34 Allworth Financial LP 3,591 62,000 0.06%
35 CITIGROUP INC 3,299 57,000 0.05%
36 BANK OF MONTREAL /CAN/ 3,108 54,000 0.05%
37 Creative Planning 1,955 34,000 0.03%
38 FIFTH THIRD BANCORP 1,445 25,000 0.02%
39 JAMES INVESTMENT RESEARCH, INC. 1,431 25,000 0.02%
40 Tower Research Capital LLC (TRC) 1,331 23,000 0.02%
41 Windsor Capital Management, LLC 1,053 18,000 0.02%
42 NEXT Financial Group, Inc 1,018 17,000 0.02%
43 Chicago Partners Investment Group LLC 1,000 17,000 0.02%
44 DEUTSCHE BANK AG\ 755 13,000 0.01%
45 HUNTINGTON NATIONAL BANK 702 12,000 0.01%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 640 11,000 0.01%
47 First City Capital Management, Inc. 533 9,184 0.01%
48 Hanson & Doremus Investment Management 465 8,000 0.01%
49 Blume Capital Management, Inc. 210 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.