| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,962,649 | 38,272,000 | 16.75% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,889,754 | 36,850,000 | 16.12% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,329,414 | 25,923,000 | 11.34% | ||
| 4 | Gramercy Funds Management LLC | 1,175,463 | 22,922,000 | 10.03% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,129,780 | 22,031,000 | 9.64% | ||
| 6 | 1607 Capital Partners, LLC | 616,912 | 12,030,000 | 5.26% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 457,872 | 8,929,000 | 3.91% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 449,349 | 8,762,000 | 3.83% | ||
| 9 | Bulldog Investors, LLP | 392,619 | 7,656,000 | 3.35% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 255,411 | 4,981,000 | 2.18% | ||
| 11 | MORGAN STANLEY | 223,323 | 4,355,000 | 1.91% | ||
| 12 | Shaker Financial Services, LLC | 171,229 | 3,339,000 | 1.46% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 136,340 | 2,658,000 | 1.16% | ||
| 14 | 1832 Asset Management L.P. | 120,000 | 2,349,000 | 1.03% | ||
| 15 | MANNING & NAPIER ADVISORS LLC | 117,840 | 2,297,000 | 1.01% | PRN | |
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 103,583 | 2,020,000 | 0.88% | ||
| 17 | GEODE CAPITAL MANAGEMENT, LLC | 102,368 | 1,996,000 | 0.87% | PRN | |
| 18 | BANK OF NOVA SCOTIA | 86,828 | 1,691,000 | 0.74% | ||
| 19 | WELLS FARGO & COMPANY/MN | 82,279 | 1,604,000 | 0.70% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 68,148 | 1,328,000 | 0.58% | ||
| 21 | Ancora Advisors LLC | 60,000 | 1,170,000 | 0.51% | ||
| 22 | Yorktown Management & Research Co Inc | 50,239 | 980,000 | 0.43% | ||
| 23 | Commonwealth Equity Services, Inc | 49,918 | 973,000 | 0.43% | ||
| 24 | COMMERCE BANK | 47,212 | 921,000 | 0.40% | ||
| 25 | ROYAL BANK OF CANADA | 46,522 | 907,000 | 0.40% | ||
| 26 | LPL Financial LLC | 45,709 | 903,000 | 0.40% | ||
| 27 | HSBC HOLDINGS PLC | 40,950 | 799,000 | 0.35% | ||
| 28 | AQR ARBITRAGE LLC | 37,580 | 733,000 | 0.32% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 35,813 | 698,000 | 0.31% | ||
| 30 | UBS Group AG | 35,042 | 683,000 | 0.30% | ||
| 31 | Cambridge Investment Research Advisors, Inc. | 34,052 | 664,000 | 0.29% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 29,767 | 581,000 | 0.25% | ||
| 33 | Independence Trust CO | 29,493 | 575,000 | 0.25% | ||
| 34 | HighTower Advisors, LLC | 27,792 | 542,000 | 0.24% | ||
| 35 | CITADEL ADVISORS LLC | 25,046 | 489,000 | 0.21% | ||
| 36 | Heritage Wealth Advisors | 22,735 | 444,000 | 0.19% | ||
| 37 | FIRST TRUST ADVISORS LP | 22,654 | 442,000 | 0.19% | ||
| 38 | Virtu KCG Holdings LLC | 22,361 | 436,000 | 0.19% | ||
| 39 | WESBANCO BANK INC | 15,931 | 311,000 | 0.14% | ||
| 40 | CS MCKEE LP | 15,500 | 302,000 | 0.13% | ||
| 41 | AMERIPRISE FINANCIAL INC | 15,166 | 296,000 | 0.13% | ||
| 42 | SUNTRUST BANKS INC | 14,497 | 282,000 | 0.12% | ||
| 43 | DOLIVER ADVISORS, LP | 13,922 | 271,000 | 0.12% | ||
| 44 | EVERMAY WEALTH MANAGEMENT LLC | 13,467 | 263,000 | 0.12% | ||
| 45 | TIAA CREF TRUST CO FSB/MO | 13,265 | 259,000 | 0.11% | ||
| 46 | BOOTHBAY FUND MANAGEMENT, LLC | 11,163 | 218,000 | 0.10% | ||
| 47 | Raymond James Financial Services Advisors, Inc. | 10,778 | 210,000 | 0.09% | ||
| 48 | NORTHERN TRUST CORP | 10,364 | 203,000 | 0.09% | ||
| 49 | Community Bank, N.A. | 6,800 | 133,000 | 0.06% | ||
| 50 | DEUTSCHE BANK AG\ | 5,761 | 112,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
