| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 4,579,521 | 58,388,000 | 23.73% | ||
| 2 | Karpus Management, Inc. | 2,736,089 | 34,885,000 | 14.18% | ||
| 3 | MORGAN STANLEY | 2,115,977 | 26,980,000 | 10.97% | ||
| 4 | Gramercy Funds Management LLC | 1,857,019 | 23,677,000 | 9.62% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,733,691 | 22,105,000 | 8.98% | ||
| 6 | 1607 Capital Partners, LLC | 769,347 | 9,809,000 | 3.99% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 739,932 | 9,434,000 | 3.83% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 472,297 | 6,022,000 | 2.45% | ||
| 9 | 1832 Asset Management L.P. | 400,000 | 5,119,000 | 2.08% | ||
| 10 | ROYAL BANK OF CANADA | 399,380 | 5,092,000 | 2.07% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 376,108 | 4,767,000 | 1.94% | ||
| 12 | DUBUQUE BANK & TRUST CO | 334,710 | 4,268,000 | 1.73% | ||
| 13 | Commonwealth Equity Services, Inc | 228,827 | 2,918,000 | 1.19% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 208,346 | 2,656,000 | 1.08% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 189,340 | 2,414,000 | 0.98% | ||
| 16 | Bulldog Investors, LLP | 170,381 | 2,172,000 | 0.88% | ||
| 17 | GENERAL AMERICAN INVESTORS CO INC | 166,688 | 2,125,000 | 0.86% | ||
| 18 | BANK OF NOVA SCOTIA | 129,724 | 1,653,000 | 0.67% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 117,430 | 1,499,000 | 0.61% | ||
| 20 | Ancora Advisors LLC | 99,802 | 1,272,000 | 0.52% | ||
| 21 | HighTower Advisors, LLC | 83,996 | 1,071,000 | 0.44% | ||
| 22 | WELLS FARGO & COMPANY/MN | 82,067 | 1,047,000 | 0.43% | ||
| 23 | BAIRD FINANCIAL GROUP, INC. | 75,649 | 965,000 | 0.39% | ||
| 24 | LPL Financial LLC | 69,811 | 905,000 | 0.37% | ||
| 25 | SII INVESTMENTS INC/WI | 68,703 | 878,000 | 0.36% | ||
| 26 | CORNERSTONE ADVISORS INC | 61,285 | 781,000 | 0.32% | ||
| 27 | GEODE CAPITAL MANAGEMENT, LLC | 58,624 | 747,000 | 0.30% | PRN | |
| 28 | FIRST MANHATTAN CO. LLC. | 53,740 | 685,000 | 0.28% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 49,768 | 635,000 | 0.26% | ||
| 30 | Bartlett & Co. LLC | 49,513 | 631,000 | 0.26% | ||
| 31 | Shaker Financial Services, LLC | 48,650 | 620,000 | 0.25% | ||
| 32 | HSBC HOLDINGS PLC | 45,501 | 580,000 | 0.24% | ||
| 33 | D.A. DAVIDSON & CO. | 44,111 | 562,000 | 0.23% | ||
| 34 | GUGGENHEIM CAPITAL LLC | 41,490 | 529,000 | 0.21% | ||
| 35 | DOLIVER ADVISORS, LP | 40,950 | 522,000 | 0.21% | ||
| 36 | GOLDMAN SACHS GROUP INC | 39,488 | 503,000 | 0.20% | ||
| 37 | Private Advisor Group, LLC | 38,375 | 489,000 | 0.20% | ||
| 38 | MONETA GROUP INVESTMENT ADVISORS LLC | 36,139 | 461,000 | 0.19% | ||
| 39 | STIFEL FINANCIAL CORP | 30,135 | 384,000 | 0.16% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 29,860 | 381,000 | 0.15% | ||
| 41 | Virtu KCG Holdings LLC | 28,151 | 359,000 | 0.15% | ||
| 42 | MSI Financial Services Inc | 26,855 | 342,000 | 0.14% | ||
| 43 | Creative Planning | 25,317 | 323,000 | 0.13% | ||
| 44 | Stevens First Principles Investment Advisors | 23,729 | 303,000 | 0.12% | ||
| 45 | UBS Group AG | 23,102 | 295,000 | 0.12% | ||
| 46 | Cetera Advisor Networks LLC | 22,433 | 285,000 | 0.12% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 22,273 | 284,000 | 0.12% | ||
| 48 | TIAA CREF TRUST CO FSB/MO | 22,104 | 282,000 | 0.11% | ||
| 49 | WESBANCO BANK INC | 21,023 | 268,000 | 0.11% | ||
| 50 | KEELEY ASSET MANAGEMENT CORP | 20,000 | 255,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
