| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,193,033 | 17,204,000 | 17.42% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 943,350 | 13,603,000 | 13.78% | ||
| 3 | Advisors Asset Management, Inc. | 764,703 | 11,027,000 | 11.17% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 614,550 | 8,862,000 | 8.97% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 591,762 | 8,533,000 | 8.64% | ||
| 6 | Invesco Ltd. | 554,964 | 8,003,000 | 8.10% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,178 | 6,492,000 | 6.57% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 331,263 | 4,777,000 | 4.84% | ||
| 9 | UBS Group AG | 284,292 | 4,100,000 | 4.15% | ||
| 10 | WELLS FARGO & COMPANY/MN | 164,798 | 2,376,000 | 2.41% | ||
| 11 | CORNERSTONE ADVISORS INC | 157,204 | 2,267,000 | 2.30% | ||
| 12 | BANK OF NOVA SCOTIA | 138,236 | 2,001,000 | 2.03% | ||
| 13 | TERRIL BROTHERS, INC. | 132,010 | 1,904,000 | 1.93% | ||
| 14 | COHEN & STEERS, INC. | 102,298 | 1,475,000 | 1.49% | ||
| 15 | ROYAL BANK OF CANADA | 96,434 | 1,391,000 | 1.41% | ||
| 16 | STEPHENS INC /AR/ | 71,562 | 1,032,000 | 1.05% | ||
| 17 | Clearbridge Investments, LLC | 40,900 | 590,000 | 0.60% | ||
| 18 | JPMORGAN CHASE & CO | 34,000 | 490,000 | 0.50% | ||
| 19 | CITIGROUP INC | 32,283 | 466,000 | 0.47% | ||
| 20 | BAIRD FINANCIAL GROUP, INC. | 29,447 | 425,000 | 0.43% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 21,769 | 314,000 | 0.32% | ||
| 22 | CITY NATIONAL BANK | 15,964 | 230,000 | 0.23% | ||
| 23 | Dorsey & Whitney Trust CO LLC | 15,026 | 217,000 | 0.22% | ||
| 24 | WEDBUSH SECURITIES INC | 14,170 | 204,000 | 0.21% | ||
| 25 | FIFTH THIRD BANCORP | 12,582 | 181,000 | 0.18% | ||
| 26 | WMS Partners, LLC | 11,264 | 162,000 | 0.16% | ||
| 27 | D.A. DAVIDSON & CO. | 8,175 | 117,000 | 0.12% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 6,306 | 91,000 | 0.09% | ||
| 29 | DEUTSCHE BANK AG\ | 2,201 | 31,000 | 0.03% | ||
| 30 | US BANCORP \DE\ | 2,000 | 29,000 | 0.03% | ||
| 31 | BANK OF MONTREAL /CAN/ | 2,000 | 29,000 | 0.03% | ||
| 32 | Creative Planning | 1,750 | 25,000 | 0.03% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 1,675 | 24,000 | 0.02% | ||
| 34 | Sunbelt Securities, Inc. | 1,350 | 19,467 | 0.02% | ||
| 35 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,320 | 19,000 | 0.02% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,060 | 15,000 | 0.02% | ||
| 37 | MSI Financial Services Inc | 600 | 9,000 | 0.01% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 644 | 9,000 | 0.01% | ||
| 39 | Joel Isaacson & Co., LLC | 44 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
