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Institutional Investment Manager
WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN (CIK: 0000072971) incorporated in Delaware, registered under National Commercial Banks, located at 333 Market Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0000072971-14-000538) filed in 2014.08.12
#
Name
Shares
Value ($)
%
Options
Notes
20901 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 141,000 174 0.00% PRN
20902 PRICELINE GRP INC SR CONV NT 1 18 122,000 173 0.00% PRN
20903 STONE ENERGY CORP 131,000 166 0.00% PRN
20904 NEWPARK RES INC SR NT CV 4 17 117,000 157 0.00% PRN
20905 UNITED STATES STL CORP NEW 126,000 156 0.00% PRN
20906 BRISTOW GROUP INC 122,000 154 0.00% PRN
20907 MOLYCORP INC (MCP) - 83.3333 c 235,000 153 0.00% PRN
20908 RTI INTL METALS INC SR CV NT1.625 19 150,000 151 0.00% PRN
20909 Digital River Inc 151,000 148 0.00% PRN
20910 INTEL CORP JR SB CONV DB 35 117,000 145 0.00% PRN
20911 CIENA CORP SR NT CV 17 143,000 142 0.00% PRN
20912 FLUIDIGM CORP DEL 150,000 142 0.00% PRN
20913 WELLS FARGO & CO 145,000 140 0.00% PRN
20914 ARES CAP CORP 130,000 138 0.00% PRN
20915 FORESTAR GROUP INC 123,000 133 0.00% PRN
20916 ENDEAVOUR INTERNATIONAL CORP 240,000 132 0.00% PRN
20917 IXIA 131,000 131 0.00% PRN
20918 TTM TECHNOLOGIES INC 121,000 123 0.00% PRN
20919 NUANCE COMMUNICATIONS INC SR UNSECURED CONVERTIBL 115,000 122 0.00% PRN
20920 CADENCE DESIGN SYSTEM INC 51,000 119 0.00% PRN
20921 WALTER INVT MGMT CORP 123,000 117 0.00% PRN
20922 NEWMONT MINING CORP 117,000 117 0.00% PRN
20923 CIENA CORP SR NT CV 17 118,000 117 0.00% PRN
20924 SANDISK CORP 50,000 102 0.00% PRN
20925 CHIQUITA BRANDS INTL INC 97,000 98 0.00% PRN
20926 INTEL CORP JR SB CONV DB 35 66,000 82 0.00% PRN
20927 ALPHA NATURAL RESOURCES 90,000 78 0.00% PRN
20928 INTERMUNE INC 50,000 76 0.00% PRN
20929 Developers Diversified Realty Corp 61,000 73 0.00% PRN
20930 PHH CORP 64,000 72 0.00% PRN
20931 B 50,000 68 0.00% PRN
20932 DENDREON CORP 106,000 66 0.00% PRN
20933 Electronic Arts, Inc. 66,000 65 0.00% PRN
20934 Prospect Capital Corp 53,000 57 0.00% PRN
20935 NEWMONT MINING CORP SR NT CV1.625 17 50,000 53 0.00% PRN
20936 NEWMONT MINING CORP 48,000 48 0.00% PRN
20937 Old Republic International Corp 35,000 44 0.00% PRN
20938 REDWOOD TR INC 41,000 42 0.00% PRN
20939 Ares Capital Corp 35,000 38 0.00% PRN
20940 GILEAD SCIENCES 10,000 36 0.00% PRN
20941 RITE AID CORP 12,000 34 0.00% PRN
20942 WELLS FARGO & CO 32,000 34 0.00% PRN
20943 BGC PARTNERS INC 25,000 26 0.00% PRN
20944 SHUTTERFLY INC 22,000 22 0.00% PRN
20945 WEBMD HEALTH CORP 20,000 21 0.00% PRN
20946 Wright Medical Conv Sr Notes 20,000 20 0.00% PRN
20947 DANAHER CORP DEL LYON 01/21 8,000 18 0.00% PRN
20948 INTEGRA LIFESCIENCES HLDGS C 16,000 17 0.00% PRN
20949 APOLLO INVT CORP 5.75% 01/15/2016 15,000 16 0.00% PRN
20950 MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV 15,000 15 0.00% PRN
Page 419 of 421
Restatement filing (0000072971-14-000561) filed in 2014.08.29
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 10,869,792 2,127,459 0.88%
2 VANGUARD INDEX FDS 23,420,238 1,752,778 0.72%
3 SPDR INDEX SHS FDS 34,824,591 1,540,647 0.63%
4 VANGUARD TAX-MANAGED FDS 35,707,051 1,520,785 0.63%
5 VANGUARD INTL EQUITY INDEX F 30,866,008 1,331,257 0.55%
6 BANK AMER CORP 80,780,249 1,241,601 0.51%
7 ISHARES TR 10,251,982 1,218,052 0.50%
8 ISHARES TR 16,924,021 1,157,100 0.48%
9 VANGUARD INTL EQUITY INDEX F 26,207,650 1,130,341 0.47%
10 ISHARES TR 7,860,794 1,124,727 0.46%
11 APPLE INC 11,513,901 1,069,991 0.44%
12 VANGUARD TAX-MANAGED FDS 22,283,963 949,087 0.39%
13 JOHNSON & JOHNSON 8,981,103 939,607 0.39%
14 APPLE INC 9,937,678 923,512 0.38%
15 ISHARES TR 4,548,022 895,965 0.37%
16 EXXON MOBIL CORP 8,841,341 890,147 0.37%
17 ISHARES TR 7,595,905 851,432 0.35%
18 MICROSOFT CORP 20,016,166 834,682 0.34%
19 APPLE INC 8,959,243 832,586 0.34%
20 ISHARES NASDAQ BIOTECHNOLOGY ETF 1,394,559 815,360 0.34%
21 ISHARES TR 7,249,701 812,626 0.33%
22 CHEVRON CORP NEW 5,992,106 782,269 0.32%
23 GOOGLE INC 1,335,483 768,296 0.32%
24 CONOCOPHILLIPS 8,835,260 757,448 0.31%
25 FACEBOOK INC 11,089,061 746,210 0.31%
26 AT&T INC 20,564,919 727,176 0.30%
27 EXXON MOBIL CORP 7,138,759 718,731 0.30%
28 SPDR S&P 500 ETF TR 3,657,757 715,904 0.30%
29 ALEXION PHARMACEUTIC 4,476,705 699,505 0.29%
30 GENERAL ELECTRIC CO 26,309,534 691,415 0.28%
31 CHEVRON CORP NEW 5,093,046 664,897 0.27%
32 AMERICAN EXPRESS CO 7,006,066 664,666 0.27%
33 ISHARES TR 4,073,427 662,180 0.27%
34 VANGUARD BD INDEX FDS 8,172,185 656,553 0.27%
35 PIONEER NAT RES CO 2,783,548 639,683 0.26%
36 INTERNATIONAL BUSINESS MACHS 3,459,604 627,127 0.26%
37 JOHNSON & JOHNSON 5,921,368 619,496 0.26%
38 3M CO 4,251,745 609,021 0.25%
39 SPDR SERIES TRUST 14,278,151 595,827 0.25%
40 VANGUARD INDEX FDS 7,773,161 581,746 0.24%
41 VANGUARD BD INDEX FDS 6,979,976 573,894 0.24%
42 CARMAX INC 11,029,467 573,645 0.24%
43 VISA INC 2,696,816 568,248 0.23%
44 BIOGEN INC 1,793,159 565,419 0.23%
45 CONCHO RESOURCES 3,910,209 565,017 0.23%
46 CELGENE CORP 6,431,523 552,348 0.23%
47 UBS AG JERSEY BRH 12,327,520 549,569 0.23%
48 ISHARES TR 4,543,885 541,903 0.22%
49 PROCTER AND GAMBLE CO 6,843,327 537,818 0.22%
50 UNITED TECHNOLOGIES CORP 4,657,342 537,691 0.22%
Page 1 of 421