| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 1,185,000 | 1,128,000 | 49.73% | PRN | |
| 2 | Investors Capital Advisory Services | 860,000 | 818,000 | 36.06% | ||
| 3 | WELLS FARGO & COMPANY/MN | 145,000 | 140,000 | 6.17% | PRN | |
| 4 | D.A. DAVIDSON & CO. | 49,000 | 45,000 | 1.98% | ||
| 5 | MSI Financial Services Inc | 43,000 | 41,000 | 1.81% | ||
| 6 | Wellesley Asset Management | 39,927 | 38,238 | 1.69% | PRN | |
| 7 | HighTower Advisors, LLC | 31,000 | 30,000 | 1.32% | PRN | |
| 8 | Neuberger Berman Group LLC | 13,000 | 12,000 | 0.53% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.44% | PRN | |
| 10 | Creative Planning | 6,000 | 6,000 | 0.26% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
