| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 40,742,000 | 43,187,000 | 35.58% | PRN | |
| 2 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 11,250,000 | 11,988,000 | 9.88% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 11,020,000 | 11,819,000 | 9.74% | PRN | |
| 4 | MACKAY SHIELDS LLC | 10,677,000 | 11,344,000 | 9.35% | PRN | |
| 5 | MORGAN STANLEY | 6,193,000 | 6,560,000 | 5.40% | PRN | |
| 6 | CREDIT SUISSE AG/ | 5,570,000 | 5,891,000 | 4.85% | PRN | |
| 7 | Invesco Ltd. | 5,525,000 | 5,843,000 | 4.81% | ||
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 4,344,000 | 4,603,000 | 3.79% | ||
| 9 | ROYAL BANK OF CANADA | 4,000,000 | 4,238,000 | 3.49% | PRN | |
| 10 | JPMORGAN CHASE & CO | 3,244,000 | 3,430,000 | 2.83% | PRN | |
| 11 | CI Global Investments Inc. | 3,050,000 | 3,225,000 | 2.66% | ||
| 12 | LAFFER TENGLER INVESTMENTS, INC. | 1,885,000 | 2,103,298 | 1.73% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,925,000 | 2,036,000 | 1.68% | PRN | |
| 14 | KING INVESTMENT ADVISORS INC/TX | 1,030 | 1,100,000 | 0.91% | ||
| 15 | MACQUARIE GROUP LTD | 810,000 | 859,000 | 0.71% | PRN | |
| 16 | BARCLAYS PLC | 657,000 | 690,000 | 0.57% | PRN | |
| 17 | Cutler Capital Management, LLC | 620,000 | 655,000 | 0.54% | PRN | |
| 18 | AMUNDI ASSET MANAGEMENT US, INC. | 520,000 | 550,000 | 0.45% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 288,000 | 304,000 | 0.25% | PRN | |
| 20 | PIPER SANDLER & CO. | 250,000 | 264,000 | 0.22% | PRN | |
| 21 | STIFEL FINANCIAL CORP | 248,513 | 249,000 | 0.21% | PRN | |
| 22 | UBS AG | 173,000 | 183,000 | 0.15% | PRN | |
| 23 | Cambridge Investment Research Advisors, Inc. | 125,000 | 132,000 | 0.11% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 55,000 | 58,000 | 0.05% | ||
| 25 | CITIGROUP INC | 38,000 | 40,000 | 0.03% | PRN | |
| 26 | Commonwealth Equity Services, Inc | 30,000 | 32,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
