Dark
Light
System
Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 4,269 holdings with a total value of $331,225,071,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 CROSSROADS SYS INC COM NEW 25,004 62,000 0.00%
202 ERBA Diagnostics, Inc. 19,909 63,000 0.00%
203 SUNSHINE HEART INC 15,004 64,000 0.00%
204 Bdca Venture Inc 13,130 64,000 0.00%
205 Agile Therapeutics, Inc. 10,378 64,000 0.00%
206 Apricus Biosciences, Inc. 64,240 64,000 0.00%
207 RF INDS LTD 15,912 65,000 0.00%
208 CHARLES & COLVARD LTD 35,373 65,000 0.00%
209 HARVARD APPARATUS REGENER TE 20,746 66,000 0.00%
210 PROTALIX BIOTHERAPEUTICS INC 36,380 66,000 0.00%
211 ACTIVE POWER INC COM NEW 35,947 66,000 0.00%
212 VENAXIS INC 38,375 68,000 0.00%
213 PRIMERO MNG CORP 17,753 68,000 0.00%
214 ASTROTECH CORP 27,753 68,000 0.00%
215 OCERA THERAPEUTICS INC 10,833 69,000 0.00%
216 INFUSYSTEM HLDGS INC 21,792 69,000 0.00%
217 GENERAL MOLY INC 120,465 69,000 0.00%
218 FLAMEL TECHNOLOGIES SA SPONSORED ADR 4,050 69,000 0.00%
219 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 55,103 70,000 0.00%
220 Smith Micro Software 72,394 70,000 0.00%
221 VERICEL CORP 23,022 70,000 0.00%
222 KALOBIOS PHARMACEUTICALS INC 40,670 70,000 0.00%
223 HOOPER HOLMES INC 138,023 71,000 0.00%
224 VIRCO MFG CO COM 29,138 71,000 0.00%
225 NATURAL ALTERNATIVES 13,304 71,000 0.00%
226 Quantum Fuel Systems Tech Worl 34,547 72,000 0.00%
227 U.S. AUTO PARTS NETWORK INC 30,978 72,000 0.00%
228 RADIANT LOGISTICS INC 17,124 72,000 0.00%
229 ImmunoCellular Therapeutics Lt 99,019 72,000 0.00%
230 AROTECH CORP 31,258 72,000 0.00%
231 PIZZA INN HOLDINGS INC 10,052 72,000 0.00%
232 AMERICAN RLTY INVS INC 13,460 73,000 0.00%
233 MAST THERAPEUTICS INC COM 129,547 73,000 0.00%
234 Cosi Inc. 46,325 74,000 0.00%
235 ZION OIL & GAS INC 53,579 74,000 0.00%
236 USA Technologies Inc 46,747 75,000 0.00%
237 VERMILLION INC 38,123 76,000 0.00%
238 S&W SEED CO 19,097 76,000 0.00%
239 HANSEN MEDICAL INC 136,151 76,000 0.00%
240 CONATUS PHARMACEUTICALS INC 10,846 76,000 0.00%
241 U S ENERGY CORP WYO 51,510 76,000 0.00%
242 GLYCOMIMETICS INC 10,705 77,000 0.00%
243 INTEST CORP 17,927 77,000 0.00%
244 RETRACTABLE TECHNOLOGIES INC 15,511 78,000 0.00%
245 DATA I O CORP 23,068 78,000 0.00%
246 SIEBERT FINL CORP 35,793 79,000 0.00%
247 Comstock Mining Inc 103,961 79,000 0.00%
248 AVEO PHARMACEUTICALS INC 95,838 80,000 0.00%
249 MAUI LD &PINEAPPLE INC COM 13,229 80,000 0.00%
250 GOLDEN ENTERPRISES INC 22,511 80,000 0.00%
Page 5 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-15-000010, filed 2015.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.