| # | % | |||||
|---|---|---|---|---|---|---|
| 4101 | AEMETIS INC | 19,438 | 21,000 | 0.00% | ||
| 4102 | HEMISPHERX BIOPHARMA INC | 16,971 | 21,000 | 0.00% | ||
| 4103 | TORCHLIGHT ENERGY RES INC | 18,709 | 20,000 | 0.00% | ||
| 4104 | CONNECTURE INC COM | 10,589 | 20,000 | 0.00% | ||
| 4105 | ACURA PHARMACEUTICALS INC | 12,845 | 20,000 | 0.00% | ||
| 4106 | FORWARD INDS INC N Y | 13,335 | 20,000 | 0.00% | ||
| 4107 | BIOSTAGE INC | 19,115 | 20,000 | 0.00% | ||
| 4108 | BIODEL INC | 45,764 | 20,000 | 0.00% | ||
| 4109 | ENSYNC INC | 19,479 | 19,000 | 0.00% | ||
| 4110 | CASI PHARMACEUTICALS INC COM | 17,075 | 19,000 | 0.00% | ||
| 4111 | ELEPHANT TALK COMM CORP | 113,289 | 18,000 | 0.00% | ||
| 4112 | PROTALIX BIOTHERAPEUTICS INC | 31,098 | 18,000 | 0.00% | ||
| 4113 | CONTRAVIR PHARMACEUTICALS IN COM | 17,087 | 18,000 | 0.00% | ||
| 4114 | Lantronix Inc | 12,240 | 17,000 | 0.00% | ||
| 4115 | PIMCO DYNAMIC INCOME FD | 60,498 | 17,000 | 0.00% | ||
| 4116 | RAND LOGISTICS INC | 20,587 | 16,000 | 0.00% | ||
| 4117 | WAFERGEN BIO-SYSTEMS INC | 19,522 | 16,000 | 0.00% | ||
| 4118 | SOLITARIO EXPL & RTY CORP COM | 24,532 | 16,000 | 0.00% | ||
| 4119 | MATEON THERAPEUTICS INC | 25,499 | 16,000 | 0.00% | ||
| 4120 | STEMCELLS INC COM | 10,970 | 15,000 | 0.00% | ||
| 4121 | SPDR SERIES TRUST | 52,783 | 15,000 | 0.00% | ||
| 4122 | SUNSHINE HEART INC | 25,016 | 14,000 | 0.00% | ||
| 4123 | NUVEEN INTER DURATION MN TMF | 94,061 | 13,000 | 0.00% | ||
| 4124 | CERULEAN PHARMA INC | 12,523 | 13,000 | 0.00% | ||
| 4125 | INFOSONICS CORP | 26,908 | 13,000 | 0.00% | ||
| 4126 | INSTITUTIONAL FINL MKTS INC | 11,807 | 13,000 | 0.00% | ||
| 4127 | Jaguar Animal Health Inc | 10,471 | 13,000 | 0.00% | ||
| 4128 | NET ELEMENT INC | 11,057 | 13,000 | 0.00% | ||
| 4129 | DIVERSIFIED RESTAURANT | 10,120 | 12,000 | 0.00% | ||
| 4130 | DS HEALTHCARE GROUP INC | 17,419 | 11,000 | 0.00% | ||
| 4131 | GORDMANS STORES INC | 12,385 | 11,000 | 0.00% | ||
| 4132 | ORAGENICS INC COM NEW | 23,505 | 11,000 | 0.00% | ||
| 4133 | CHANTICLEER HLDGS INC | 17,646 | 10,000 | 0.00% | ||
| 4134 | ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 | 17,548 | 10,000 | 0.00% | ||
| 4135 | LIQTECH INTL INC | 12,157 | 10,000 | 0.00% | ||
| 4136 | ImmunoCellular Therapeutics Lt | 83,704 | 10,000 | 0.00% | ||
| 4137 | DYNASIL CORP AMER | 10,111 | 10,000 | 0.00% | ||
| 4138 | GENVEC INC | 22,032 | 10,000 | 0.00% | ||
| 4139 | Carbylan Therapeutics Inc. | 20,537 | 9,000 | 0.00% | ||
| 4140 | VANGUARD BD INDEX FDS | 10,293 | 9,000 | 0.00% | ||
| 4141 | NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT | 59,760 | 9,000 | 0.00% | ||
| 4142 | GIGA TRONICS INC | 10,321 | 9,000 | 0.00% | ||
| 4143 | NUVEEN QUALITY MUNCP INCOME | 52,675 | 8,000 | 0.00% | ||
| 4144 | ACTIVE POWER INC COM NEW | 30,641 | 8,000 | 0.00% | ||
| 4145 | FIELDPOINT PETROLEUM CORP | 12,772 | 7,000 | 0.00% | ||
| 4146 | IGNITE RESTAURANT GROUP INCORPORATED | 10,501 | 7,000 | 0.00% | ||
| 4147 | SPDR SERIES TRUST | 18,764 | 7,000 | 0.00% | ||
| 4148 | INVESCO MUN OPPORTUNITY TR | 41,988 | 6,000 | 0.00% | ||
| 4149 | STRATA SKIN SCIENCES INC COM | 11,491 | 6,000 | 0.00% | ||
| 4150 | PROVECTUS BIOPHARMACEUTICALS I | 60,000 | 6,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000049, filed 2016.11.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
