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Institutional Investment Manager
STATE STREET CORP
STATE STREET CORP (CIK: 0000093751) incorporated in Massachusetts, registered under State Commercial Banks, located at 1 Congress Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 3,700 holdings with a total value of $1,004,013,197,000.
#
Name
Shares
Value ($)
%
Options
Notes
3651 HOOPER HOLMES INC 38,844 20,000 0.00%
3652 SYNTHESIS ENERGY SYS INC 21,000 20,000 0.00%
3653 Cosi Inc. 12,861 20,000 0.00%
3654 AVEO PHARMACEUTICALS INC 25,675 20,000 0.00%
3655 GOLDEN MINERALS CO 35,213 19,000 0.00%
3656 Smith Micro Software 19,313 19,000 0.00%
3657 U S ENERGY CORP WYO 13,200 19,000 0.00%
3658 ENTEROMEDICS INC 12,730 18,000 0.00%
3659 ROCK CREEK PHARMACEUTICALS INCORPORATED 93,694 17,000 0.00%
3660 GTX INC 24,038 17,000 0.00%
3661 HANSEN MEDICAL INC 30,497 17,000 0.00%
3662 USA Technologies Inc 10,600 17,000 0.00%
3663 MAGELLAN PETROLEUM CORP 17,023 16,000 0.00%
3664 NEVADA GOLD & CASINOS INC 12,582 16,000 0.00%
3665 SABINE OIL & GAS CORP 63,264 15,000 0.00%
3666 UQM TECHNOLOGIES INC COM 18,876 14,000 0.00%
3667 SUNLINK HEALTH SYS INC COM 10,300 14,000 0.00%
3668 GLOWPOINT INC 13,300 14,000 0.00%
3669 Real Goods Solar Cl A Class A 26,300 13,000 0.00%
3670 INUVO INC 10,357 13,000 0.00%
3671 U.S. GEOTHERMAL INC 29,600 13,000 0.00%
3672 PALATIN TECHNOLOGIES INC COM 17,410 13,000 0.00%
3673 SOLITARIO EXPL & RTY CORP COM 13,385 12,000 0.00%
3674 PREMIER EXHIBITIONS INC 20,435 12,000 0.00%
3675 AUTHENTIDATE HLDG CORP 10,850 11,000 0.00%
3676 LOCAL CORP COM 10,400 11,000 0.00%
3677 ACORN ENERGY INC COM 15,003 11,000 0.00%
3678 Apricus Biosciences, Inc. 10,398 11,000 0.00%
3679 IKANOS COMMUNICATIONS INC 34,337 10,000 0.00%
3680 AMERICAN DG ENERGY INC 16,694 10,000 0.00%
3681 NANOSPHERE INC 24,900 10,000 0.00%
3682 DOVER DOWNS GAMING & ENTMT I 12,164 10,000 0.00%
3683 NETLIST INC 12,600 9,000 0.00%
3684 MIDWAY GOLD CORP 11,800 9,000 0.00%
3685 JOES JEANS INC 25,157 8,000 0.00%
3686 WAVE SYSTEMS CORP 10,567 8,000 0.00%
3687 IBIO INC COM 12,000 8,000 0.00%
3688 ENTERTAINMENT GAMING ASIA INC 16,325 8,000 0.00%
3689 METALICO INC 23,466 8,000 0.00%
3690 MAST THERAPEUTICS INC COM 13,124 7,000 0.00%
3691 SILVER BULL RES INC 50,500 7,000 0.00%
3692 CLEVELAND BIOLABS INC 17,500 6,000 0.00%
3693 MINES MGMT INC 13,000 6,000 0.00%
3694 METABOLIX INC RESTRICTED 16,060 6,000 0.00%
3695 WET SEAL INC 67,399 4,000 0.00%
3696 Dendreon Corp 43,936 3,000 0.00%
3697 Corinthian Colleges, Inc. 64,873 3,000 0.00%
3698 CACHE INC COM STK 10,032 2,000 0.00%
3699 ADVANCED PHOTONIX INC 10,100 2,000 0.00%
3700 CAL DIVE INTERNATIONAL INC 10,255 1,000 0.00%
Page 74 of 74

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-001420, filed 2015.02.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.