| 1 |
BVF INC/IL |
11,111,111 |
8,111,000 |
75.73% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
1,499,948 |
1,095,000 |
10.22% |
|
|
| 3 |
VANGUARD GROUP INC |
778,530 |
569,000 |
5.31% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
179,910 |
131,000 |
1.22% |
|
|
| 5 |
Virtu KCG Holdings LLC |
94,273 |
69,000 |
0.64% |
|
|
| 6 |
MORGAN STANLEY |
86,530 |
64,000 |
0.60% |
|
|
| 7 |
BlackRock Fund Advisors |
81,871 |
60,000 |
0.56% |
|
|
| 8 |
NORTHERN TRUST CORP |
75,251 |
55,000 |
0.51% |
|
|
| 9 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
62,612 |
46,000 |
0.43% |
|
|
| 10 |
D. E. Shaw & Co., Inc. |
61,219 |
45,000 |
0.42% |
|
|
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
56,600 |
41,000 |
0.38% |
Put |
|
| 12 |
MILLENNIUM MANAGEMENT LLC |
50,490 |
37,000 |
0.35% |
|
|
| 13 |
GOLDMAN SACHS GROUP INC |
44,073 |
32,000 |
0.30% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
41,829 |
31,000 |
0.29% |
|
|
| 15 |
AQR CAPITAL MANAGEMENT LLC |
40,400 |
29,000 |
0.27% |
|
|
| 16 |
Bank of New York Mellon Corp |
34,736 |
25,000 |
0.23% |
|
|
| 17 |
TUDOR INVESTMENT CORP ET AL |
34,033 |
25,000 |
0.23% |
|
|
| 18 |
Spark Investment Management LLC |
33,300 |
23,000 |
0.21% |
|
|
| 19 |
GROUP ONE TRADING LLC |
27,562 |
20,000 |
0.19% |
|
|
| 20 |
STATE STREET CORP |
24,038 |
17,000 |
0.16% |
|
|
| 21 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
23,500 |
17,000 |
0.16% |
|
|
| 22 |
J.P. Turner & Co Capital Mnagement, LLC |
20,600 |
15,000 |
0.14% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,200 |
15,000 |
0.14% |
Call |
|
| 24 |
DELTA ASSET MANAGEMENT LLC/TN |
18,800 |
14,000 |
0.13% |
|
|
| 25 |
BLACKROCK ADVISORS LLC |
17,845 |
13,000 |
0.12% |
|
|
| 26 |
HIGHLAND CAPITAL MANAGEMENT, LLC |
16,734 |
12,000 |
0.11% |
|
|
| 27 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
15,900 |
12,000 |
0.11% |
|
|
| 28 |
CITADEL ADVISORS LLC |
15,619 |
11,000 |
0.10% |
|
|
| 29 |
UBS Group AG |
14,545 |
11,000 |
0.10% |
|
|
| 30 |
LPL Financial LLC |
13,000 |
9,000 |
0.08% |
|
|
| 31 |
CITIGROUP INC |
12,623 |
9,000 |
0.08% |
|
|
| 32 |
OPPENHEIMER & CO INC |
10,500 |
7,000 |
0.07% |
|
|
| 33 |
STIFEL FINANCIAL CORP |
10,000 |
7,000 |
0.07% |
|
|
| 34 |
B. Riley Wealth Management, Inc. |
9,200 |
6,000 |
0.06% |
|
|
| 35 |
BlackRock Japan Co. Ltd |
6,174 |
5,000 |
0.05% |
|
|
| 36 |
THOMPSON DAVIS & CO., INC. |
6,000 |
4,000 |
0.04% |
|
|
| 37 |
BlackRock Investment Management, LLC |
3,816 |
3,000 |
0.03% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
3,500 |
3,000 |
0.03% |
|
|
| 39 |
UBS Group AG |
3,500 |
3,000 |
0.03% |
Call |
|
| 40 |
BANK OF AMERICA CORP /DE/ |
2,500 |
2,000 |
0.02% |
|
|
| 41 |
TD Capital Management LLC |
2,100 |
2,000 |
0.02% |
|
|
| 42 |
SIMPLEX TRADING, LLC |
3,000 |
2,000 |
0.02% |
|
|
| 43 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,052 |
2,000 |
0.02% |
|
|
| 44 |
Stratos Wealth Partners, LTD. |
1,300 |
949 |
0.01% |
|
|
| 45 |
ROYAL BANK OF CANADA |
146 |
0 |
0.00% |
|
|
| 46 |
BARCLAYS PLC |
15,700 |
0 |
0.00% |
Call |
|
| 47 |
MSI Financial Services Inc |
201 |
0 |
0.00% |
|
|
