| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 370,226 | 0 | 0.00% | ||
| 2 | GLOWPOINT INC | 13,300 | 4,000 | 0.00% | ||
| 3 | AMERICAN DG ENERGY INC | 16,694 | 5,000 | 0.00% | ||
| 4 | MOSYS INC | 19,550 | 5,000 | 0.00% | ||
| 5 | MAST THERAPEUTICS | 54,724 | 5,000 | 0.00% | ||
| 6 | IBIO INC COM | 12,000 | 5,000 | 0.00% | ||
| 7 | OncoGenex Pharmaceuticals Inc | 10,229 | 5,000 | 0.00% | ||
| 8 | PARETEUM CORP | 56,700 | 6,000 | 0.00% | ||
| 9 | REXAHN PHARMACEUTICALS INC | 40,400 | 6,000 | 0.00% | ||
| 10 | CAPSTONE TURBINE CORP COM NEW | 10,483 | 6,000 | 0.00% | ||
| 11 | BIOANALYTICAL SYS INC | 10,200 | 7,000 | 0.00% | ||
| 12 | TONIX PHARMACEUTICALS HLD | 16,100 | 7,000 | 0.00% | ||
| 13 | UNITED STATES ANTIMONY CORP | 28,812 | 7,000 | 0.00% | ||
| 14 | UQM TECHNOLOGIES INC COM | 18,876 | 7,000 | 0.00% | ||
| 15 | TEARLAB CORP | 16,300 | 8,000 | 0.00% | ||
| 16 | TRIANGLE PETE CORP | 39,700 | 8,000 | 0.00% | ||
| 17 | STOCK MNG INC | 30,500 | 8,000 | 0.00% | ||
| 18 | FIBROCELL SCIENCE INC | 11,300 | 8,000 | 0.00% | ||
| 19 | RENESOLA LTD | 11,794 | 8,000 | 0.00% | ||
| 20 | PALATIN TECHNOLOGIES INC COM | 17,409 | 8,000 | 0.00% | ||
| 21 | Isoray Inc | 15,600 | 9,000 | 0.00% | ||
| 22 | DIGITAL TURBINE INC | 12,900 | 9,000 | 0.00% | ||
| 23 | FALCONSTOR SOFTWARE INC | 21,196 | 9,000 | 0.00% | ||
| 24 | SOLITARIO EXPL & RTY CORP COM | 13,385 | 9,000 | 0.00% | ||
| 25 | ENPHASE ENERGY INC | 10,036 | 10,000 | 0.00% | ||
| 26 | GALECTIN THERAPEUTICS INC COM | 11,450 | 11,000 | 0.00% | ||
| 27 | ACTINIUM PHARMACEUTICALS INC | 11,700 | 11,000 | 0.00% | ||
| 28 | FIRST ACCEPTANCE CORP | 10,746 | 11,000 | 0.00% | ||
| 29 | NEURALSTEM INC COM | 38,600 | 12,000 | 0.00% | ||
| 30 | GENERAL MOLY | 48,515 | 12,000 | 0.00% | ||
| 31 | SUNLINK HEALTH SYS INC COM | 10,300 | 12,000 | 0.00% | ||
| 32 | THESTREET INC | 13,500 | 12,000 | 0.00% | ||
| 33 | SPARK NETWORKS INC | 14,896 | 13,000 | 0.00% | ||
| 34 | DOVER DOWNS GAMING & ENTMT I | 12,164 | 13,000 | 0.00% | ||
| 35 | FEMALE HEALTH CO | 14,732 | 13,000 | 0.00% | ||
| 36 | Rex Energy Corp | 26,887 | 13,000 | 0.00% | ||
| 37 | NETLIST INC | 12,600 | 13,000 | 0.00% | ||
| 38 | RETRACTABLE TECHNOLOGIES INC | 14,000 | 13,000 | 0.00% | ||
| 39 | AVEO PHARMACEUTICALS INC | 25,375 | 14,000 | 0.00% | ||
| 40 | DASAN ZHONE SOLUTIONS INC | 14,253 | 14,000 | 0.00% | ||
| 41 | IMATION CORP | 18,153 | 14,000 | 0.00% | ||
| 42 | TRANSATLANTIC PETROLEUM LTD | 13,759 | 15,000 | 0.00% | ||
| 43 | PAIN THERAPEUTICS INC | 25,348 | 15,000 | 0.00% | ||
| 44 | OHR PHARMACEUTICAL INC | 10,400 | 16,000 | 0.00% | ||
| 45 | EMERGENT CAP INC | 13,397 | 17,000 | 0.00% | ||
| 46 | INUVO INC | 10,357 | 17,000 | 0.00% | ||
| 47 | CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR | 11,300 | 17,000 | 0.00% | ||
| 48 | AMYRIS INC | 24,081 | 18,000 | 0.00% | ||
| 49 | NANOVIRICIDES INC | 15,900 | 18,000 | 0.00% | ||
| 50 | RESEARCH FRONTIERS INC | 10,720 | 19,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001628280-17-001039, filed 2017.02.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
