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Institutional Investment Manager
VANGUARD GROUP INC
VANGUARD GROUP INC (CIK: 0000102909) incorporated in Pennsylvania, located at 100 Vanguard Blvd, Malvern, PA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,084 holdings with a total value of $1,702,307,730,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 AEGLEA BIOTHERAPEUTICS INC COM 14,636 94,000 0.00%
102 CAPRICOR THERAPEUTICS INC 28,975 96,000 0.00%
103 Ritter Pharmaceuticals Inc 60,130 101,000 0.00%
104 CRYSTAL ROCK HLDGS INC 112,274 101,000 0.00%
105 TOFUTTI BRANDS INC 38,298 102,000 0.00%
106 SUPERIOR DRILLING PRODS INC 108,774 103,000 0.00%
107 CESCA THERAPEUTICS INC COM NEW 26,968 106,000 0.00%
108 OpGen Inc 64,191 106,000 0.00%
109 BIOANALYTICAL SYS INC 92,596 106,000 0.00%
110 INDUSTRIAL SVCS AMER INC FLA 68,182 107,000 0.00%
111 MAGYAR BANCORP 10,365 109,000 0.00%
112 NovaBay Pharmaceuticals Inc 26,561 110,000 0.00%
113 AMERICAN DG ENERGY INC 422,644 111,000 0.00%
114 INFOSONICS CORP 223,923 111,000 0.00%
115 SYSOREX GLOBAL COM NEW 309,731 111,000 0.00%
116 CELLECTAR BIOSCIENCES INC 41,233 111,000 0.00%
117 RICHMONT MINES INC 11,071 111,000 0.00%
118 SEABRIDGE GOLD INC 10,056 111,000 0.00%
119 FUNCTIONX INC NEW COM 21,379 117,000 0.00%
120 COMPX INTERNATIONAL INC 10,349 120,000 0.00%
121 CHANTICLEER HLDGS INC 217,873 120,000 0.00%
122 MAJESCO 23,948 122,000 0.00%
123 GLOBAL SOURCES LTD 14,427 122,000 0.00%
124 CIVEO CORP CDA 108,728 124,000 0.00%
125 NETWORK 1 TECHNOLOGIES INC 45,109 124,000 0.00%
126 SEVERN BANCORP ANNAPOLIS MD 19,255 126,000 0.00%
127 ARCADIA BIOSCIENCES INC 66,466 127,000 0.00%
128 EYEGATE PHARMACEUTICALS INC COM 74,910 130,000 0.00%
129 ARCOS DORADOS 24,600 130,000 0.00%
130 VALHI INC NEW COM 58,896 135,000 0.00%
131 IGNITE RESTAURANT GROUP INCORPORATED 205,161 136,000 0.00%
132 ATLANTIC AMERN CORP 42,244 138,000 0.00%
133 ADDVANTAGE TECHNOLOGIES GP I 79,024 138,000 0.00%
134 STUDENT TRANSN INC COM 23,216 139,000 0.00%
135 RADWARE LTD 10,160 139,000 0.00%
136 AMPLIPHI BIOSCIENCES CORP 94,294 141,000 0.00%
137 CLEVELAND BIOLABS INC 82,203 143,000 0.00%
138 PROPHASE LABS INC 74,067 143,000 0.00%
139 PERFUMANIA HLDGS INC 66,167 144,000 0.00%
140 ACTIVE POWER INC COM NEW 522,321 145,000 0.00%
141 CLEAN DIESEL TECHNOLOGIES INC COM PAR NEW 40,154 148,000 0.00%
142 21VIANET GROUP INC 19,200 153,000 0.00%
143 AXIS CAPITAL HOLDING 50,920 154,000 0.00%
144 KADMON HLDGS INC 21,100 155,000 0.00%
145 DYNASIL CORP AMER 159,273 157,000 0.00%
146 WVS FINL CORP 12,358 157,000 0.00%
147 NXT ID INC 52,128 157,000 0.00%
148 ADESTO TECHNOLOGIES CORP 72,978 160,000 0.00%
149 CONSTELLIUM HOLDCO 22,400 161,000 0.00%
150 RXI PHARMACEUTICALS CORP NEW 88,509 162,000 0.00%
Page 3 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-022127, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.